0001225208-20-015099.txt : 20201229 0001225208-20-015099.hdr.sgml : 20201229 20201229135423 ACCESSION NUMBER: 0001225208-20-015099 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201229 FILED AS OF DATE: 20201229 DATE AS OF CHANGE: 20201229 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Craig Jonathan M. CENTRAL INDEX KEY: 0001733065 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 201421756 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml X0306 4 2020-12-29 0000316709 SCHWAB CHARLES CORP SCHW 0001733065 Craig Jonathan M. 211 MAIN STREET SAN FRANCISCO CA 94105 1 Senior EVP Common Stock 2020-12-29 4 M 0 3813.0000 22.6700 A 3813.0000 I by Trust Common Stock 2020-12-29 4 S 0 3813.0000 52.9934 D 0.0000 I by Trust Nonqualified Stock Option (right to buy) 22.6700 2020-12-29 4 M 0 3813.0000 0.0000 D 2014-08-01 2023-08-01 Common Stock 3813.0000 3814.0000 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2020. This transaction was executed in multiple trades at prices ranging from $52.97 to $53.02. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Jamal Modir, Attorney-in-fact 2020-12-29