0001225208-20-013677.txt : 20201119 0001225208-20-013677.hdr.sgml : 20201119 20201119102040 ACCESSION NUMBER: 0001225208-20-013677 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201118 FILED AS OF DATE: 20201119 DATE AS OF CHANGE: 20201119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SARIN ARUN CENTRAL INDEX KEY: 0001188405 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 201327577 MAIL ADDRESS: STREET 1: C/O SAFEWAY INC. STREET 2: 5918 STONERIDGE MALL ROAD CITY: PLEASANTON STATE: CA ZIP: 94588 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml X0306 4 2020-11-18 0000316709 SCHWAB CHARLES CORP SCHW 0001188405 SARIN ARUN 211 MAIN STREET SAN FRANCISCO CA 94105 1 Common Stock 2020-11-18 4 M 0 16491.0000 12.6600 A 30971.0000 I by Trust Common Stock 2020-11-18 4 M 0 11344.0000 17.6200 A 42315.0000 I by Trust Common Stock 2020-11-18 4 S 0 27835.0000 48.6054 D 14480.0000 I by Trust Common Stock 5453.0000 D Nonqualified Stock Option (right to buy) 17.6200 2020-11-18 4 M 0 11344.0000 0.0000 D 2021-05-19 Common Stock 11344.0000 0.0000 D Nonqualified Stock Option (right to buy) 12.6600 2020-11-18 4 M 0 16491.0000 0.0000 D 2022-05-21 Common Stock 16491.0000 0.0000 D This transaction was executed in multiple trades at prices ranging from $48.51 to $48.71. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The date first exercisable is 5/19/2012. The date first exercisable is 5/21/2013. Jamal Modir, Attorney-in-fact 2020-11-19