0001225208-20-013677.txt : 20201119
0001225208-20-013677.hdr.sgml : 20201119
20201119102040
ACCESSION NUMBER: 0001225208-20-013677
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201118
FILED AS OF DATE: 20201119
DATE AS OF CHANGE: 20201119
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SARIN ARUN
CENTRAL INDEX KEY: 0001188405
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 201327577
MAIL ADDRESS:
STREET 1: C/O SAFEWAY INC.
STREET 2: 5918 STONERIDGE MALL ROAD
CITY: PLEASANTON
STATE: CA
ZIP: 94588
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
X0306
4
2020-11-18
0000316709
SCHWAB CHARLES CORP
SCHW
0001188405
SARIN ARUN
211 MAIN STREET
SAN FRANCISCO
CA
94105
1
Common Stock
2020-11-18
4
M
0
16491.0000
12.6600
A
30971.0000
I
by Trust
Common Stock
2020-11-18
4
M
0
11344.0000
17.6200
A
42315.0000
I
by Trust
Common Stock
2020-11-18
4
S
0
27835.0000
48.6054
D
14480.0000
I
by Trust
Common Stock
5453.0000
D
Nonqualified Stock Option (right to buy)
17.6200
2020-11-18
4
M
0
11344.0000
0.0000
D
2021-05-19
Common Stock
11344.0000
0.0000
D
Nonqualified Stock Option (right to buy)
12.6600
2020-11-18
4
M
0
16491.0000
0.0000
D
2022-05-21
Common Stock
16491.0000
0.0000
D
This transaction was executed in multiple trades at prices ranging from $48.51 to $48.71. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The date first exercisable is 5/19/2012.
The date first exercisable is 5/21/2013.
Jamal Modir, Attorney-in-fact
2020-11-19