0001225208-20-013627.txt : 20201118 0001225208-20-013627.hdr.sgml : 20201118 20201118102346 ACCESSION NUMBER: 0001225208-20-013627 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201117 FILED AS OF DATE: 20201118 DATE AS OF CHANGE: 20201118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clark Bernard J. CENTRAL INDEX KEY: 0001564429 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 201323386 MAIL ADDRESS: STREET 1: C/O THE CHARLES SCHWAB CORPORATION STREET 2: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml X0306 4 2020-11-17 0000316709 SCHWAB CHARLES CORP SCHW 0001564429 Clark Bernard J. 211 MAIN STREET SAN FRANCISCO CA 94105 1 EVP - Advisor Services Common Stock 2020-11-17 4 M 0 75211.0000 30.1700 A 147479.8091 I by Trust Common Stock 2020-11-17 4 M 0 25977.0000 28.4400 A 173456.8091 I by Trust Common Stock 2020-11-17 4 S 0 101188.0000 48.8333 D 72268.8091 I by Trust Common Stock 3557.3780 I by 401(k) Common Stock 637.1430 I by ESOP Nonqualified Stock Option (right to buy) 30.1700 2020-11-17 4 M 0 75211.0000 0.0000 D 2016-03-02 2025-03-02 Common Stock 75211.0000 0.0000 D Nonqualified Stock Option (right to buy) 28.4400 2020-11-17 4 M 0 25977.0000 0.0000 D 2015-11-03 2024-11-03 Common Stock 25977.0000 0.0000 D This transaction was executed in multiple trades at prices ranging from $48.68 to $48.93. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Jamal Modir, Attorney-in-fact 2020-11-18