0001225208-20-013511.txt : 20201113 0001225208-20-013511.hdr.sgml : 20201113 20201113134908 ACCESSION NUMBER: 0001225208-20-013511 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201111 FILED AS OF DATE: 20201113 DATE AS OF CHANGE: 20201113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERRINGER FRANK C CENTRAL INDEX KEY: 0001171694 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 201310604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml X0306 4 2020-11-11 0000316709 SCHWAB CHARLES CORP SCHW 0001171694 HERRINGER FRANK C 211 MAIN STREET SAN FRANCISCO CA 94105 1 Common Stock 2020-11-11 4 M 0 11344.0000 17.6200 A 137682.0000 I by Trust Common Stock 2020-11-11 4 F 0 4281.0000 46.6850 D 133401.0000 I by Trust Common Stock 5453.0000 D Common Stock 50625.0000 I By Spouse Nonqualified Stock Option (right to buy) 17.6200 2020-11-11 4 M 0 11344.0000 0.0000 D 2021-05-19 Common Stock 11344.0000 0.0000 D The date first exercisable is 5/19/2012. Jamal Modir, Attorney-in-fact 2020-11-13