0001225208-20-013403.txt : 20201112
0001225208-20-013403.hdr.sgml : 20201112
20201112102614
ACCESSION NUMBER: 0001225208-20-013403
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201111
FILED AS OF DATE: 20201112
DATE AS OF CHANGE: 20201112
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DODDS CHRISTOPHER V
CENTRAL INDEX KEY: 0001186004
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 201304384
MAIL ADDRESS:
STREET 1: ITG INC.
STREET 2: ONE LIBERTY PLAZA, 165 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10006
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
X0306
4
2020-11-11
0000316709
SCHWAB CHARLES CORP
SCHW
0001186004
DODDS CHRISTOPHER V
211 MAIN STREET
SAN FRANCISCO
CA
94105
1
Common Stock
2020-11-11
4
M
0
5374.0000
38.3300
A
472116.0000
I
by Trust
Common Stock
2020-11-11
4
M
0
3933.0000
28.9600
A
476049.0000
I
by Trust
Common Stock
2020-11-11
4
S
0
9307.0000
46.5412
D
466742.0000
I
by Trust
Common Stock
7381.0000
D
Nonqualified Stock Option (right to buy)
38.3300
2020-11-11
4
M
0
5374.0000
0.0000
D
2027-05-18
Common Stock
5374.0000
0.0000
D
Nonqualified Stock Option (right to buy)
28.9600
2020-11-11
4
M
0
3933.0000
0.0000
D
2026-05-19
Common Stock
3933.0000
0.0000
D
This transaction was executed in multiple trades at prices ranging from $46.47 to $46.67. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The date first exercisable is 5/18/2018 .
The date first exercisable is 5/19/2017.
Jamal Modir, Attorney-in-fact
2020-11-11