0001225208-20-008702.txt : 20200608 0001225208-20-008702.hdr.sgml : 20200608 20200608152352 ACCESSION NUMBER: 0001225208-20-008702 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200604 FILED AS OF DATE: 20200608 DATE AS OF CHANGE: 20200608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Craig Jonathan M. CENTRAL INDEX KEY: 0001733065 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 20949018 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml X0306 4 2020-06-04 0000316709 SCHWAB CHARLES CORP SCHW 0001733065 Craig Jonathan M. 211 MAIN STREET SAN FRANCISCO CA 94105 1 Senior EVP Common Stock 2020-06-04 4 M 0 3163.0000 12.8800 A 10935.0000 I by Trust Common Stock 2020-06-04 4 S 0 3163.0000 40.0013 D 7772.0000 I by Trust Common Stock 2020-06-04 4 S 0 7772.0000 40.0262 D 0.0000 I by Trust Nonqualified Stock Option (right to buy) 12.8800 2020-06-04 4 M 0 3163.0000 0.0000 D 2013-10-01 2022-10-01 Common Stock 3163.0000 6326.0000 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2019. This transaction was executed in multiple trades at prices ranging from $40.00 to $40.01. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $40.00 to $40.14. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The number reflects a correction of a clerical error included in the reporting person's original Form 3. Jamal Modir, Attorney-in-fact 2020-06-08