0001225208-20-008702.txt : 20200608
0001225208-20-008702.hdr.sgml : 20200608
20200608152352
ACCESSION NUMBER: 0001225208-20-008702
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200604
FILED AS OF DATE: 20200608
DATE AS OF CHANGE: 20200608
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Craig Jonathan M.
CENTRAL INDEX KEY: 0001733065
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 20949018
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
X0306
4
2020-06-04
0000316709
SCHWAB CHARLES CORP
SCHW
0001733065
Craig Jonathan M.
211 MAIN STREET
SAN FRANCISCO
CA
94105
1
Senior EVP
Common Stock
2020-06-04
4
M
0
3163.0000
12.8800
A
10935.0000
I
by Trust
Common Stock
2020-06-04
4
S
0
3163.0000
40.0013
D
7772.0000
I
by Trust
Common Stock
2020-06-04
4
S
0
7772.0000
40.0262
D
0.0000
I
by Trust
Nonqualified Stock Option (right to buy)
12.8800
2020-06-04
4
M
0
3163.0000
0.0000
D
2013-10-01
2022-10-01
Common Stock
3163.0000
6326.0000
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2019.
This transaction was executed in multiple trades at prices ranging from $40.00 to $40.01. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $40.00 to $40.14. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The number reflects a correction of a clerical error included in the reporting person's original Form 3.
Jamal Modir, Attorney-in-fact
2020-06-08