0001225208-20-007927.txt : 20200518 0001225208-20-007927.hdr.sgml : 20200518 20200518163142 ACCESSION NUMBER: 0001225208-20-007927 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200514 FILED AS OF DATE: 20200518 DATE AS OF CHANGE: 20200518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ADAMS JOHN K JR CENTRAL INDEX KEY: 0001625471 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 20889997 MAIL ADDRESS: STREET 1: 300 CONTINENTAL DRIVE CITY: NEWARK STATE: DE ZIP: 19713 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml X0306 4 2020-05-14 0000316709 SCHWAB CHARLES CORP SCHW 0001625471 ADAMS JOHN K JR 211 MAIN STREET SAN FRANCISCO CA 94105 1 Common Stock 2020-05-14 4 A 0 3396.0000 0.0000 A 33372.0000 D Nonqualified Stock Option (right to buy) 33.4000 2020-05-14 4 A 0 6655.0000 0.0000 A 2021-05-14 2030-05-14 Common Stock 6655.0000 6655.0000 D The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Jamal Modir, Attorney-in-fact 2020-05-18