0001225208-20-006623.txt : 20200421 0001225208-20-006623.hdr.sgml : 20200421 20200421152419 ACCESSION NUMBER: 0001225208-20-006623 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200421 FILED AS OF DATE: 20200421 DATE AS OF CHANGE: 20200421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCLIN STEPHEN T CENTRAL INDEX KEY: 0001188403 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 20805024 MAIL ADDRESS: STREET 1: 120 KEARNEY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml X0306 4 2020-04-21 0000316709 SCHWAB CHARLES CORP SCHW 0001188403 MCLIN STEPHEN T 211 MAIN STREET SAN FRANCISCO CA 94105 1 Common Stock 2020-04-21 4 M 0 11082.0000 17.3800 A 168191.0000 I by Trust Common Stock 2020-04-21 4 S 0 11082.0000 35.6052 D 157109.0000 I by Trust Common Stock 7297.0000 D Nonqualified Stock Option (right to buy) 17.3800 2020-04-21 4 M 0 11082.0000 0.0000 D 2020-05-17 Common Stock 11082.0000 0.0000 D This transaction was executed in multiple trades at prices ranging from $35.54 to $35.72. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The date first exercisable is 5/17/2011. Jamal Modir, Attorney-in-fact 2020-04-21