0001225208-20-005145.txt : 20200316 0001225208-20-005145.hdr.sgml : 20200316 20200316170808 ACCESSION NUMBER: 0001225208-20-005145 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200313 FILED AS OF DATE: 20200316 DATE AS OF CHANGE: 20200316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALTHER ROGER O CENTRAL INDEX KEY: 0001188409 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 20718081 MAIL ADDRESS: STREET 1: 120 KEARNEY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml X0306 4 2020-03-13 0000316709 SCHWAB CHARLES CORP SCHW 0001188409 WALTHER ROGER O 211 MAIN STREET SAN FRANCISCO CA 94105 1 Common Stock 2020-03-13 4 M 0 14345.0000 19.2100 A 300220.2536 I by Trust Common Stock 2020-03-13 4 M 0 11344.0000 17.6200 A 311564.2536 I by Trust Common Stock 13771.0000 D Common Stock 31772.2472 I By Spouse Nonqualified Stock Option (right to buy) 17.6200 2020-03-13 4 M 0 11344.0000 0.0000 D 2021-05-19 Common Stock 11344.0000 0.0000 D Nonqualified Stock Option (right to buy) 19.2100 2020-03-13 4 M 0 14345.0000 0.0000 D 2023-05-20 Common Stock 14345.0000 0.0000 D The date first exercisable is 05/19/2012. The date first exercisable is 05/20/2014. Jamal Modir, Attorney-in-fact 2020-03-16