0001225208-20-004661.txt : 20200309
0001225208-20-004661.hdr.sgml : 20200309
20200309171356
ACCESSION NUMBER: 0001225208-20-004661
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200306
FILED AS OF DATE: 20200309
DATE AS OF CHANGE: 20200309
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Clark Bernard J.
CENTRAL INDEX KEY: 0001564429
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 20698825
MAIL ADDRESS:
STREET 1: C/O THE CHARLES SCHWAB CORPORATION
STREET 2: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
X0306
4
2020-03-06
0000316709
SCHWAB CHARLES CORP
SCHW
0001564429
Clark Bernard J.
211 MAIN STREET
SAN FRANCISCO
CA
94105
1
EVP - Advisor Services
Common Stock
2020-03-06
4
S
0
12629.0000
32.9401
D
72268.8091
I
by Trust
Common Stock
3519.0620
I
by 401(k)
Common Stock
635.1710
I
by ESOP
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2019.
This transaction was executed in multiple trades at prices ranging from $32.65 to $33.14. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Jamal Modir, Attorney-in-fact
2020-03-09