0001225208-20-001429.txt : 20200131 0001225208-20-001429.hdr.sgml : 20200131 20200131183743 ACCESSION NUMBER: 0001225208-20-001429 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200131 FILED AS OF DATE: 20200131 DATE AS OF CHANGE: 20200131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morgan Peter J. III CENTRAL INDEX KEY: 0001792910 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 20566482 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER NAME: FORMER CONFORMED NAME: Morgan Peter J. DATE OF NAME CHANGE: 20191031 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml X0306 4 2020-01-31 0000316709 SCHWAB CHARLES CORP SCHW 0001792910 Morgan Peter J. III 211 MAIN STREET SAN FRANCISCO CA 94105 1 EVP and General Counsel Common Stock 2020-01-31 4 M 0 6757.0000 31.6500 A 20313.0000 D Common Stock 2020-01-31 4 M 0 6552.0000 31.3700 A 26865.0000 D Common Stock 2020-01-31 4 M 0 3429.0000 28.4400 A 30294.0000 D Common Stock 2020-01-31 4 S 0 3429.0000 46.1091 D 26865.0000 D Common Stock 2020-01-31 4 S 0 6552.0000 46.1091 D 20313.0000 D Common Stock 2020-01-31 4 S 0 6757.0000 46.1091 D 13556.0000 D Common Stock 139.0000 I by ESOP Common Stock 1015.0000 I by ESPP Nonqualified Stock Option (right to buy) 31.6500 2020-01-31 4 M 0 6757.0000 0.0000 D 2017-11-01 2026-11-01 Common Stock 6757.0000 3379.0000 D Nonqualified Stock Option (right to buy) 31.3700 2020-01-31 4 M 0 6552.0000 0.0000 D 2016-11-02 2025-11-02 Common Stock 6552.0000 0.0000 D Nonqualified Stock Option (right to buy) 28.4400 2020-01-31 4 M 0 3429.0000 0.0000 D 2015-11-03 2024-11-03 Common Stock 3429.0000 0.0000 D This transaction was executed in multiple trades at prices ranging from $46.07 to $46.205. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Jamal Modir, Attorney-in-fact 2020-01-31