0001225208-19-015027.txt : 20191127 0001225208-19-015027.hdr.sgml : 20191127 20191127191341 ACCESSION NUMBER: 0001225208-19-015027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191126 FILED AS OF DATE: 20191127 DATE AS OF CHANGE: 20191127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERRINGER FRANK C CENTRAL INDEX KEY: 0001171694 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 191259385 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml X0306 4 2019-11-26 0000316709 SCHWAB CHARLES CORP SCHW 0001171694 HERRINGER FRANK C 211 MAIN STREET SAN FRANCISCO CA 94105 1 Common Stock 2019-11-26 4 M 0 11082.0000 17.3800 A 128536.0000 I by Trust Common Stock 2019-11-26 4 F 0 3912.0000 49.2250 D 124624.0000 I by Trust Common Stock 3771.0000 D Common Stock 50625.0000 I By Spouse Nonqualified Stock Option (right to buy) 17.3800 2019-11-26 4 M 0 11082.0000 0.0000 D 2020-05-17 Common Stock 11082.0000 0.0000 D The date first exercisable is 5/17/2011. Jamal Modir, Attorney-in-fact 2019-11-27