0001225208-19-014087.txt : 20191105 0001225208-19-014087.hdr.sgml : 20191105 20191105132011 ACCESSION NUMBER: 0001225208-19-014087 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191101 FILED AS OF DATE: 20191105 DATE AS OF CHANGE: 20191105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morgan Peter J. III CENTRAL INDEX KEY: 0001792910 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 191192596 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER NAME: FORMER CONFORMED NAME: Morgan Peter J. DATE OF NAME CHANGE: 20191031 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml X0306 4 2019-11-01 0000316709 SCHWAB CHARLES CORP SCHW 0001792910 Morgan Peter J. III 211 MAIN STREET SAN FRANCISCO CA 94105 1 EVP and General Counsel Common Stock 2019-11-01 4 A 0 7211.0000 0.0000 A 18333.0000 D Common Stock 2019-11-01 4 F 0 1175.0000 41.6050 D 17158.0000 D Common Stock 139.0000 I by ESOP Common Stock 1015.0000 I by ESPP The reported transaction constitutes a grant of restricted stock units, which were granted under the Company's 2013 Stock Incentive Plan and vest in four equal annual installments beginning on the first anniversary of the grant date. Jamal Modir, Attorney-in-fact 2019-11-05