0001225208-19-012185.txt : 20190905 0001225208-19-012185.hdr.sgml : 20190905 20190905133139 ACCESSION NUMBER: 0001225208-19-012185 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190905 FILED AS OF DATE: 20190905 DATE AS OF CHANGE: 20190905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES R CENTRAL INDEX KEY: 0000923738 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 191076787 MAIL ADDRESS: STREET 1: 101 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml X0306 4 2019-09-05 0000316709 SCHWAB CHARLES CORP SCHW 0000923738 SCHWAB CHARLES R 211 MAIN STREET SAN FRANCISCO CA 94105 1 1 1 Chairman Common Stock 2019-09-05 4 M 0 105422.0000 17.3800 A 76651783.0000 I by Trust Common Stock 2019-09-05 4 S 0 105422.0000 40.0809 D 76546361.0000 I by Trust Common Stock 44025.0000 I by 188 Corp Common Stock 32609941.0000 I by Limited Partnership Common Stock 18175245.3300 I by Spouse as Trustee Nonqualified Stock Option (right to buy) 17.3800 2019-09-05 4 M 0 105422.0000 0.0000 D 2010-11-02 2019-11-02 Common Stock 105422.0000 105422.0000 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2019. This transaction was executed in multiple trades at prices ranging from $40.00 to $40.245. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Jamal Modir, Attorney-in-fact 2019-09-05