0001225208-19-012185.txt : 20190905
0001225208-19-012185.hdr.sgml : 20190905
20190905133139
ACCESSION NUMBER: 0001225208-19-012185
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190905
FILED AS OF DATE: 20190905
DATE AS OF CHANGE: 20190905
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES R
CENTRAL INDEX KEY: 0000923738
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 191076787
MAIL ADDRESS:
STREET 1: 101 MONTGOMERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
X0306
4
2019-09-05
0000316709
SCHWAB CHARLES CORP
SCHW
0000923738
SCHWAB CHARLES R
211 MAIN STREET
SAN FRANCISCO
CA
94105
1
1
1
Chairman
Common Stock
2019-09-05
4
M
0
105422.0000
17.3800
A
76651783.0000
I
by Trust
Common Stock
2019-09-05
4
S
0
105422.0000
40.0809
D
76546361.0000
I
by Trust
Common Stock
44025.0000
I
by 188 Corp
Common Stock
32609941.0000
I
by Limited Partnership
Common Stock
18175245.3300
I
by Spouse as Trustee
Nonqualified Stock Option (right to buy)
17.3800
2019-09-05
4
M
0
105422.0000
0.0000
D
2010-11-02
2019-11-02
Common Stock
105422.0000
105422.0000
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2019.
This transaction was executed in multiple trades at prices ranging from $40.00 to $40.245. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Jamal Modir, Attorney-in-fact
2019-09-05