0001225208-19-006862.txt : 20190416
0001225208-19-006862.hdr.sgml : 20190416
20190416195748
ACCESSION NUMBER: 0001225208-19-006862
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190416
FILED AS OF DATE: 20190416
DATE AS OF CHANGE: 20190416
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Murtagh Nigel J
CENTRAL INDEX KEY: 0001649599
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 19751996
MAIL ADDRESS:
STREET 1: C/O THE CHARLES SCHWAB CORPORATION
STREET 2: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
X0306
4
2019-04-16
0000316709
SCHWAB CHARLES CORP
SCHW
0001649599
Murtagh Nigel J
211 MAIN STREET
SAN FRANCISCO
CA
94105
1
EVP - Corporate Risk
Common Stock
2019-04-16
4
M
0
19349.0000
25.8600
A
66190.3494
D
Common Stock
2019-04-16
4
M
0
19093.0000
27.4500
A
85283.3494
D
Common Stock
2019-04-16
4
M
0
15667.0000
23.1200
A
100950.3494
D
Common Stock
2019-04-16
4
M
0
15619.0000
22.6700
A
116569.3494
D
Common Stock
2019-04-16
4
M
0
1718.0000
11.7500
A
118287.3494
D
Common Stock
2019-04-16
4
M
0
659.0000
12.4500
A
118946.3494
D
Common Stock
2019-04-16
4
M
0
615.0000
12.9300
A
119561.3494
D
Common Stock
2019-04-16
4
M
0
297.0000
13.6400
A
119858.3494
D
Common Stock
2019-04-16
4
M
0
202.0000
16.4000
A
120060.3494
D
Common Stock
2019-04-16
4
M
0
15.0000
12.9300
A
120075.3494
D
Common Stock
2019-04-16
4
S
0
15.0000
45.6423
D
120060.3494
D
Common Stock
2019-04-16
4
S
0
202.0000
45.6423
D
119858.3494
D
Common Stock
2019-04-16
4
S
0
297.0000
45.6423
D
119561.3494
D
Common Stock
2019-04-16
4
S
0
659.0000
45.6423
D
118902.3494
D
Common Stock
2019-04-16
4
S
0
1718.0000
45.6423
D
117184.3494
D
Common Stock
2019-04-16
4
S
0
15667.0000
45.6423
D
101517.3494
D
Common Stock
2019-04-16
4
S
0
19093.0000
45.6423
D
82424.3494
D
Common Stock
2019-04-16
4
S
0
19349.0000
45.6423
D
63075.3494
D
Nonqualified Stock Option (right to buy)
16.4000
2019-04-16
4
M
0
202.0000
0.0000
D
2023-03-01
Common Stock
202.0000
8565.0000
D
Nonqualified Stock Option (right to buy)
25.8600
2019-04-16
4
M
0
19349.0000
0.0000
D
2024-03-03
Common Stock
19349.0000
832.0000
D
Nonqualified Stock Option (right to buy)
22.6700
2019-04-16
4
M
0
15619.0000
0.0000
D
2023-08-01
Common Stock
15619.0000
3791.0000
D
Nonqualified Stock Option (right to buy)
27.4500
2019-04-16
4
M
0
19093.0000
0.0000
D
2024-08-01
Common Stock
19093.0000
0.0000
D
Nonqualified Stock Option (right to buy)
11.7500
2019-04-16
4
M
0
1718.0000
0.0000
D
2021-11-01
Common Stock
1718.0000
12903.0000
D
Nonqualified Stock Option (right to buy)
13.6400
2019-04-16
4
M
0
297.0000
0.0000
D
2022-11-01
Common Stock
297.0000
8203.0000
D
Nonqualified Stock Option (right to buy)
23.1200
2019-04-16
4
M
0
15667.0000
0.0000
D
2023-11-01
Common Stock
15667.0000
2345.0000
D
Nonqualified Stock Option (right to buy)
12.9300
2019-04-16
4
M
0
15.0000
0.0000
D
2013-07-02
2022-07-02
Common Stock
15.0000
9923.0000
D
Nonqualified Stock Option (right to buy)
12.9300
2019-04-16
4
M
0
615.0000
0.0000
D
2013-07-02
2022-07-02
Common Stock
615.0000
9308.0000
D
Nonqualified Stock Option (right to buy)
12.4500
2019-04-16
4
M
0
659.0000
0.0000
D
2013-08-01
2022-08-01
Common Stock
659.0000
9451.0000
D
This transaction was executed in multiple trades at prices ranging from $45.68 to $45.70. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The date first exercisable is 3/01/2014.
The date first exercisable is 3/03/2015.
The date first exercisable is 8/01/2014.
The date first exercisable is 8/01/2015.
The date first exercisable is 11/01/2012.
The date first exercisable is 11/01/2013.
The date first exercisable is 11/01/2014.
Jamal Modir, Attorney-in-fact
2019-04-16