0001225208-19-006862.txt : 20190416 0001225208-19-006862.hdr.sgml : 20190416 20190416195748 ACCESSION NUMBER: 0001225208-19-006862 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190416 FILED AS OF DATE: 20190416 DATE AS OF CHANGE: 20190416 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Murtagh Nigel J CENTRAL INDEX KEY: 0001649599 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 19751996 MAIL ADDRESS: STREET 1: C/O THE CHARLES SCHWAB CORPORATION STREET 2: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml X0306 4 2019-04-16 0000316709 SCHWAB CHARLES CORP SCHW 0001649599 Murtagh Nigel J 211 MAIN STREET SAN FRANCISCO CA 94105 1 EVP - Corporate Risk Common Stock 2019-04-16 4 M 0 19349.0000 25.8600 A 66190.3494 D Common Stock 2019-04-16 4 M 0 19093.0000 27.4500 A 85283.3494 D Common Stock 2019-04-16 4 M 0 15667.0000 23.1200 A 100950.3494 D Common Stock 2019-04-16 4 M 0 15619.0000 22.6700 A 116569.3494 D Common Stock 2019-04-16 4 M 0 1718.0000 11.7500 A 118287.3494 D Common Stock 2019-04-16 4 M 0 659.0000 12.4500 A 118946.3494 D Common Stock 2019-04-16 4 M 0 615.0000 12.9300 A 119561.3494 D Common Stock 2019-04-16 4 M 0 297.0000 13.6400 A 119858.3494 D Common Stock 2019-04-16 4 M 0 202.0000 16.4000 A 120060.3494 D Common Stock 2019-04-16 4 M 0 15.0000 12.9300 A 120075.3494 D Common Stock 2019-04-16 4 S 0 15.0000 45.6423 D 120060.3494 D Common Stock 2019-04-16 4 S 0 202.0000 45.6423 D 119858.3494 D Common Stock 2019-04-16 4 S 0 297.0000 45.6423 D 119561.3494 D Common Stock 2019-04-16 4 S 0 659.0000 45.6423 D 118902.3494 D Common Stock 2019-04-16 4 S 0 1718.0000 45.6423 D 117184.3494 D Common Stock 2019-04-16 4 S 0 15667.0000 45.6423 D 101517.3494 D Common Stock 2019-04-16 4 S 0 19093.0000 45.6423 D 82424.3494 D Common Stock 2019-04-16 4 S 0 19349.0000 45.6423 D 63075.3494 D Nonqualified Stock Option (right to buy) 16.4000 2019-04-16 4 M 0 202.0000 0.0000 D 2023-03-01 Common Stock 202.0000 8565.0000 D Nonqualified Stock Option (right to buy) 25.8600 2019-04-16 4 M 0 19349.0000 0.0000 D 2024-03-03 Common Stock 19349.0000 832.0000 D Nonqualified Stock Option (right to buy) 22.6700 2019-04-16 4 M 0 15619.0000 0.0000 D 2023-08-01 Common Stock 15619.0000 3791.0000 D Nonqualified Stock Option (right to buy) 27.4500 2019-04-16 4 M 0 19093.0000 0.0000 D 2024-08-01 Common Stock 19093.0000 0.0000 D Nonqualified Stock Option (right to buy) 11.7500 2019-04-16 4 M 0 1718.0000 0.0000 D 2021-11-01 Common Stock 1718.0000 12903.0000 D Nonqualified Stock Option (right to buy) 13.6400 2019-04-16 4 M 0 297.0000 0.0000 D 2022-11-01 Common Stock 297.0000 8203.0000 D Nonqualified Stock Option (right to buy) 23.1200 2019-04-16 4 M 0 15667.0000 0.0000 D 2023-11-01 Common Stock 15667.0000 2345.0000 D Nonqualified Stock Option (right to buy) 12.9300 2019-04-16 4 M 0 15.0000 0.0000 D 2013-07-02 2022-07-02 Common Stock 15.0000 9923.0000 D Nonqualified Stock Option (right to buy) 12.9300 2019-04-16 4 M 0 615.0000 0.0000 D 2013-07-02 2022-07-02 Common Stock 615.0000 9308.0000 D Nonqualified Stock Option (right to buy) 12.4500 2019-04-16 4 M 0 659.0000 0.0000 D 2013-08-01 2022-08-01 Common Stock 659.0000 9451.0000 D This transaction was executed in multiple trades at prices ranging from $45.68 to $45.70. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The date first exercisable is 3/01/2014. The date first exercisable is 3/03/2015. The date first exercisable is 8/01/2014. The date first exercisable is 8/01/2015. The date first exercisable is 11/01/2012. The date first exercisable is 11/01/2013. The date first exercisable is 11/01/2014. Jamal Modir, Attorney-in-fact 2019-04-16