0001225208-19-005635.txt : 20190321 0001225208-19-005635.hdr.sgml : 20190321 20190321152439 ACCESSION NUMBER: 0001225208-19-005635 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190319 FILED AS OF DATE: 20190321 DATE AS OF CHANGE: 20190321 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALTHER ROGER O CENTRAL INDEX KEY: 0001188409 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 19696886 MAIL ADDRESS: STREET 1: 120 KEARNEY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml X0306 4 2019-03-19 0000316709 SCHWAB CHARLES CORP SCHW 0001188409 WALTHER ROGER O 211 MAIN STREET SAN FRANCISCO CA 94105 1 Common Stock 2019-03-19 4 M 0 16491.0000 12.6600 A 261991.0471 I by Trust Common Stock 2019-03-19 4 M 0 11082.0000 17.3800 A 273073.0471 I by Trust Common Stock 2019-03-19 4 M 0 8356.0000 18.0000 A 281429.0471 I by Trust Common Stock 13931.0000 D Common Stock 31772.2472 I By Spouse Nonqualified Stock Option (right to buy) 17.3800 2019-03-19 4 M 0 11082.0000 0.0000 D 2020-05-17 Common Stock 11082.0000 0.0000 D Nonqualified Stock Option (right to buy) 12.6600 2019-03-19 4 M 0 16491.0000 0.0000 D 2022-05-21 Common Stock 16491.0000 0.0000 D Nonqualified Stock Option (right to buy) 18.0000 2019-03-19 4 M 0 8356.0000 0.0000 D 2010-05-18 2019-05-18 Common Stock 8356.0000 0.0000 D The date first exercisable is 5/17/2011. The date first exercisable is 5/21/2013. Jamal Modir, Attorney-in-fact 2019-03-21