0001225208-19-004581.txt : 20190305 0001225208-19-004581.hdr.sgml : 20190305 20190305154926 ACCESSION NUMBER: 0001225208-19-004581 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190301 FILED AS OF DATE: 20190305 DATE AS OF CHANGE: 20190305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bettinger Walter W CENTRAL INDEX KEY: 0001296479 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 19658119 MAIL ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml X0306 4 2019-03-01 0000316709 SCHWAB CHARLES CORP SCHW 0001296479 Bettinger Walter W 211 MAIN STREET SAN FRANCISCO CA 94105 1 1 President and CEO Common Stock 2019-03-01 4 M 0 88711.0000 46.7700 A 455382.8859 D Common Stock 9284.2400 I by ESOP Common Stock 1277.0000 I by ESPP Common Stock 2318.5162 I By Spouse Nonqualified Stock Option (right to buy) 46.8100 2019-03-01 4 A 0 405187.0000 0.0000 A 2020-03-01 2029-03-01 Common Stock 405187.0000 405187.0000 D Shares acquired on the vesting of restricted stock units. The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Jamal Modir, Attorney-in-fact 2019-03-05