0001225208-18-017049.txt : 20181227
0001225208-18-017049.hdr.sgml : 20181227
20181227165253
ACCESSION NUMBER: 0001225208-18-017049
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181224
FILED AS OF DATE: 20181227
DATE AS OF CHANGE: 20181227
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bettinger Walter W
CENTRAL INDEX KEY: 0001296479
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 181255124
MAIL ADDRESS:
STREET 1: 120 KEARNY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
X0306
4
2018-12-24
0000316709
SCHWAB CHARLES CORP
SCHW
0001296479
Bettinger Walter W
211 MAIN STREET
SAN FRANCISCO
CA
94105
1
1
President and CEO
Common Stock
2018-12-24
4
P
0
93090.0000
39.0930
A
335092.8859
D
Common Stock
2018-12-26
4
P
0
31579.0000
37.9653
A
366671.8859
D
Common Stock
6038.6230
I
by ESOP
Common Stock
1277.0000
I
by ESPP
Common Stock
2318.5162
I
By Spouse
The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2018.
This transaction was executed in multiple trades at prices ranging from $38.87 to $39.20. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $37.885 to $38.00. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Jamal Modir, Attorney-in-fact
2018-12-27