0001225208-18-016234.txt : 20181204 0001225208-18-016234.hdr.sgml : 20181204 20181204213702 ACCESSION NUMBER: 0001225208-18-016234 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181203 FILED AS OF DATE: 20181204 DATE AS OF CHANGE: 20181204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kallsen Terri R CENTRAL INDEX KEY: 0001627137 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 181218561 MAIL ADDRESS: STREET 1: C/O THE CHARLES SCHWAB CORPORATION STREET 2: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml X0306 4 2018-12-03 0000316709 SCHWAB CHARLES CORP SCHW 0001627137 Kallsen Terri R 211 MAIN STREET SAN FRANCISCO CA 94105 1 EVP - Investor Services Common Stock 2018-12-03 4 M 0 4053.0000 28.4400 A 4913.0000 I by Trust Common Stock 2018-12-03 4 S 0 860.0000 46.0604 D 4053.0000 I by Trust Common Stock 2018-12-03 4 S 0 4053.0000 46.0964 D 0.0000 I by Trust Common Stock 1180.0000 I by ESPP Nonqualified Stock Option (right to buy) 28.4400 2018-12-03 4 M 0 4053.0000 0.0000 D 2015-11-03 2024-11-03 Common Stock 4053.0000 0.0000 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 16, 2018. This transaction was executed in multiple trades at prices ranging from $45.6501 to $46.3150. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $45.70 to $46.33. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Jamal Modir, Attorney-in-fact 2018-12-04