0001225208-18-016234.txt : 20181204
0001225208-18-016234.hdr.sgml : 20181204
20181204213702
ACCESSION NUMBER: 0001225208-18-016234
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181203
FILED AS OF DATE: 20181204
DATE AS OF CHANGE: 20181204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kallsen Terri R
CENTRAL INDEX KEY: 0001627137
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 181218561
MAIL ADDRESS:
STREET 1: C/O THE CHARLES SCHWAB CORPORATION
STREET 2: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
X0306
4
2018-12-03
0000316709
SCHWAB CHARLES CORP
SCHW
0001627137
Kallsen Terri R
211 MAIN STREET
SAN FRANCISCO
CA
94105
1
EVP - Investor Services
Common Stock
2018-12-03
4
M
0
4053.0000
28.4400
A
4913.0000
I
by Trust
Common Stock
2018-12-03
4
S
0
860.0000
46.0604
D
4053.0000
I
by Trust
Common Stock
2018-12-03
4
S
0
4053.0000
46.0964
D
0.0000
I
by Trust
Common Stock
1180.0000
I
by ESPP
Nonqualified Stock Option (right to buy)
28.4400
2018-12-03
4
M
0
4053.0000
0.0000
D
2015-11-03
2024-11-03
Common Stock
4053.0000
0.0000
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 16, 2018.
This transaction was executed in multiple trades at prices ranging from $45.6501 to $46.3150. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $45.70 to $46.33. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Jamal Modir, Attorney-in-fact
2018-12-04