0001225208-18-012737.txt : 20180817 0001225208-18-012737.hdr.sgml : 20180817 20180817200018 ACCESSION NUMBER: 0001225208-18-012737 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180816 FILED AS OF DATE: 20180817 DATE AS OF CHANGE: 20180817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DODDS CHRISTOPHER V CENTRAL INDEX KEY: 0001186004 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 181026883 MAIL ADDRESS: STREET 1: ITG INC. STREET 2: ONE LIBERTY PLAZA, 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml X0306 4 2018-08-16 0000316709 SCHWAB CHARLES CORP SCHW 0001186004 DODDS CHRISTOPHER V 211 MAIN STREET SAN FRANCISCO CA 94105 1 Common Stock 2018-08-16 4 M 0 8548.0000 31.2100 A 468116.0000 I by Trust Common Stock 2018-08-16 4 M 0 3933.0000 28.9600 A 472049.0000 I by Trust Common Stock 2018-08-16 4 M 0 1791.0000 38.3300 A 473840.0000 I by Trust Common Stock 2018-08-16 4 M 0 1446.0000 29.6800 A 475286.0000 I by Trust Common Stock 2018-08-16 4 S 0 1446.0000 51.1403 D 473840.0000 I by Trust Common Stock 2018-08-16 4 S 0 1791.0000 51.1403 D 472049.0000 I by Trust Common Stock 2018-08-16 4 S 0 3933.0000 51.1403 D 468116.0000 I by Trust Common Stock 2018-08-16 4 S 0 8548.0000 51.1403 D 459568.0000 I by Trust Common Stock 7592.0000 D Nonqualified Stock Option (right to buy) 31.2100 2018-08-16 4 M 0 8548.0000 0.0000 D 2025-05-15 Common Stock 8548.0000 0.0000 D Nonqualified Stock Option (right to buy) 38.3300 2018-08-16 4 M 0 1791.0000 0.0000 D 2027-05-18 Common Stock 1791.0000 5374.0000 D Nonqualified Stock Option (right to buy) 28.9600 2018-08-16 4 M 0 3933.0000 0.0000 D 2026-05-19 Common Stock 3933.0000 3933.0000 D Nonqualified Stock Option (right to buy) 29.6800 2018-08-16 4 M 0 1446.0000 0.0000 D 2024-12-11 Common Stock 1446.0000 0.0000 D This transaction was executed in multiple trades at prices ranging from $51.08 to $51.205. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The date first exercisable is 5/15/2016. The date first exercisable is 5/18/2018. The date first exercisable is 5/19/2017. The date first exercisable is 12/11/2015. Jamal Modir, Attorney-in-fact 2018-08-17