0001225208-18-012737.txt : 20180817
0001225208-18-012737.hdr.sgml : 20180817
20180817200018
ACCESSION NUMBER: 0001225208-18-012737
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180816
FILED AS OF DATE: 20180817
DATE AS OF CHANGE: 20180817
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DODDS CHRISTOPHER V
CENTRAL INDEX KEY: 0001186004
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 181026883
MAIL ADDRESS:
STREET 1: ITG INC.
STREET 2: ONE LIBERTY PLAZA, 165 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10006
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
X0306
4
2018-08-16
0000316709
SCHWAB CHARLES CORP
SCHW
0001186004
DODDS CHRISTOPHER V
211 MAIN STREET
SAN FRANCISCO
CA
94105
1
Common Stock
2018-08-16
4
M
0
8548.0000
31.2100
A
468116.0000
I
by Trust
Common Stock
2018-08-16
4
M
0
3933.0000
28.9600
A
472049.0000
I
by Trust
Common Stock
2018-08-16
4
M
0
1791.0000
38.3300
A
473840.0000
I
by Trust
Common Stock
2018-08-16
4
M
0
1446.0000
29.6800
A
475286.0000
I
by Trust
Common Stock
2018-08-16
4
S
0
1446.0000
51.1403
D
473840.0000
I
by Trust
Common Stock
2018-08-16
4
S
0
1791.0000
51.1403
D
472049.0000
I
by Trust
Common Stock
2018-08-16
4
S
0
3933.0000
51.1403
D
468116.0000
I
by Trust
Common Stock
2018-08-16
4
S
0
8548.0000
51.1403
D
459568.0000
I
by Trust
Common Stock
7592.0000
D
Nonqualified Stock Option (right to buy)
31.2100
2018-08-16
4
M
0
8548.0000
0.0000
D
2025-05-15
Common Stock
8548.0000
0.0000
D
Nonqualified Stock Option (right to buy)
38.3300
2018-08-16
4
M
0
1791.0000
0.0000
D
2027-05-18
Common Stock
1791.0000
5374.0000
D
Nonqualified Stock Option (right to buy)
28.9600
2018-08-16
4
M
0
3933.0000
0.0000
D
2026-05-19
Common Stock
3933.0000
3933.0000
D
Nonqualified Stock Option (right to buy)
29.6800
2018-08-16
4
M
0
1446.0000
0.0000
D
2024-12-11
Common Stock
1446.0000
0.0000
D
This transaction was executed in multiple trades at prices ranging from $51.08 to $51.205. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The date first exercisable is 5/15/2016.
The date first exercisable is 5/18/2018.
The date first exercisable is 5/19/2017.
The date first exercisable is 12/11/2015.
Jamal Modir, Attorney-in-fact
2018-08-17