0001225208-18-009771.txt : 20180523
0001225208-18-009771.hdr.sgml : 20180523
20180523160849
ACCESSION NUMBER: 0001225208-18-009771
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180522
FILED AS OF DATE: 20180523
DATE AS OF CHANGE: 20180523
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bettinger Walter W
CENTRAL INDEX KEY: 0001296479
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 18855176
MAIL ADDRESS:
STREET 1: 120 KEARNY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
X0306
4
2018-05-22
0000316709
SCHWAB CHARLES CORP
SCHW
0001296479
Bettinger Walter W
211 MAIN STREET
SAN FRANCISCO
CA
94105
1
1
President and CEO
Common Stock
2018-05-22
4
M
0
109501.0000
27.4500
A
351503.8859
D
Common Stock
2018-05-22
4
M
0
101310.0000
28.4400
A
452813.8859
D
Common Stock
2018-05-22
4
M
0
40489.0000
25.8600
A
493302.8859
D
Common Stock
2018-05-22
4
S
0
40489.0000
59.7141
D
452813.8859
D
Common Stock
2018-05-22
4
S
0
101310.0000
59.7141
D
351503.8859
D
Common Stock
2018-05-22
4
S
0
109501.0000
59.7141
D
242002.8859
D
Common Stock
6054.1580
I
by ESOP
Common Stock
1277.0000
I
by ESPP
Common Stock
2308.6212
I
By Spouse
Nonqualified Stock Option (right to buy)
25.8600
2018-05-22
4
M
0
40489.0000
0.0000
D
2015-03-03
2024-03-03
Common Stock
40489.0000
0.0000
D
Nonqualified Stock Option (right to buy)
27.4500
2018-05-22
4
M
0
109501.0000
0.0000
D
2015-08-01
2024-08-01
Common Stock
109501.0000
36501.0000
D
Nonqualified Stock Option (right to buy)
28.4400
2018-05-22
4
M
0
101310.0000
0.0000
D
2015-11-03
2024-11-03
Common Stock
101310.0000
33770.0000
D
This transaction was executed in multiple trades at prices ranging from $59.70 to $59.78. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Jamal Modir, Attorney-in-fact
2018-05-23