0001225208-18-009771.txt : 20180523 0001225208-18-009771.hdr.sgml : 20180523 20180523160849 ACCESSION NUMBER: 0001225208-18-009771 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180522 FILED AS OF DATE: 20180523 DATE AS OF CHANGE: 20180523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bettinger Walter W CENTRAL INDEX KEY: 0001296479 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 18855176 MAIL ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml X0306 4 2018-05-22 0000316709 SCHWAB CHARLES CORP SCHW 0001296479 Bettinger Walter W 211 MAIN STREET SAN FRANCISCO CA 94105 1 1 President and CEO Common Stock 2018-05-22 4 M 0 109501.0000 27.4500 A 351503.8859 D Common Stock 2018-05-22 4 M 0 101310.0000 28.4400 A 452813.8859 D Common Stock 2018-05-22 4 M 0 40489.0000 25.8600 A 493302.8859 D Common Stock 2018-05-22 4 S 0 40489.0000 59.7141 D 452813.8859 D Common Stock 2018-05-22 4 S 0 101310.0000 59.7141 D 351503.8859 D Common Stock 2018-05-22 4 S 0 109501.0000 59.7141 D 242002.8859 D Common Stock 6054.1580 I by ESOP Common Stock 1277.0000 I by ESPP Common Stock 2308.6212 I By Spouse Nonqualified Stock Option (right to buy) 25.8600 2018-05-22 4 M 0 40489.0000 0.0000 D 2015-03-03 2024-03-03 Common Stock 40489.0000 0.0000 D Nonqualified Stock Option (right to buy) 27.4500 2018-05-22 4 M 0 109501.0000 0.0000 D 2015-08-01 2024-08-01 Common Stock 109501.0000 36501.0000 D Nonqualified Stock Option (right to buy) 28.4400 2018-05-22 4 M 0 101310.0000 0.0000 D 2015-11-03 2024-11-03 Common Stock 101310.0000 33770.0000 D This transaction was executed in multiple trades at prices ranging from $59.70 to $59.78. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Jamal Modir, Attorney-in-fact 2018-05-23