0001225208-18-009659.txt : 20180521
0001225208-18-009659.hdr.sgml : 20180521
20180521174616
ACCESSION NUMBER: 0001225208-18-009659
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180521
FILED AS OF DATE: 20180521
DATE AS OF CHANGE: 20180521
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Craig Jonathan M.
CENTRAL INDEX KEY: 0001733065
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 18850800
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
X0306
4
2018-05-21
0000316709
SCHWAB CHARLES CORP
SCHW
0001733065
Craig Jonathan M.
211 MAIN STREET
SAN FRANCISCO
CA
94105
1
Senior EVP
Common Stock
2018-05-21
4
M
0
10000.0000
12.8800
A
10000.0000
I
by Trust
Common Stock
2018-05-21
4
S
0
10000.0000
60.0001
D
0.0000
I
by Trust
Nonqualified Stock Option (right to buy)
12.8800
2018-05-21
4
M
0
10000.0000
0.0000
D
2013-10-01
2022-10-01
Common Stock
10000.0000
62923.0000
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2017.
This transaction was executed in multiple trades at prices ranging from $60.00 to $60.005. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Jamal Modir, Attorney-in-fact
2018-05-21