0001225208-18-009634.txt : 20180521 0001225208-18-009634.hdr.sgml : 20180521 20180521162507 ACCESSION NUMBER: 0001225208-18-009634 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180517 FILED AS OF DATE: 20180521 DATE AS OF CHANGE: 20180521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DODDS CHRISTOPHER V CENTRAL INDEX KEY: 0001186004 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 18849938 MAIL ADDRESS: STREET 1: ITG INC. STREET 2: ONE LIBERTY PLAZA, 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml X0306 4 2018-05-17 0000316709 SCHWAB CHARLES CORP SCHW 0001186004 DODDS CHRISTOPHER V 211 MAIN STREET SAN FRANCISCO CA 94105 1 Common Stock 2018-05-17 4 A 0 2617.0000 0.0000 A 11388.0000 D Common Stock 475772.0000 I by Trust Nonqualified Stock Option (right to buy) 59.3200 2018-05-17 4 A 0 5139.0000 0.0000 A 2028-05-17 Common Stock 5139.0000 5139.0000 D The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Jamal Modir, Attorney-in-fact 2018-05-21