0001225208-18-009417.txt : 20180516
0001225208-18-009417.hdr.sgml : 20180516
20180516131157
ACCESSION NUMBER: 0001225208-18-009417
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180515
FILED AS OF DATE: 20180516
DATE AS OF CHANGE: 20180516
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ruffel Charles A.
CENTRAL INDEX KEY: 0001739929
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 18839482
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
3
1
doc3.xml
X0206
3
2018-05-15
1
0000316709
SCHWAB CHARLES CORP
SCHW
0001739929
Ruffel Charles A.
211 MAIN STREET
SAN FRANCISCO
CA
94105
1
Exhibit List: Exhibit 24 Power of Attorney
Jamal Modir, Attorney-in-fact
2018-05-16
EX-24
2
ruffelpoa.txt
POWER OF ATTORNEY
I, Charles A. Ruffel, appoint each of Mark P. Tellini, R. Scott McMillen, Gwen
J. Zeisler and Jamal D. Modir of The Charles Schwab Corporation (the "Company"),
signing singly, as my attorney-in-fact to:
(1) Execute on my behalf and in my capacity as an officer and/or director
of the Company, Forms 3, 4 and 5 (the "Form" or "Forms") in accordance with
Section 16 of the Securities Exchange Act of 1934, as amended by the
Sarbanes-Oxley Act of 2002, and the rules thereunder;
(2) Perform any and all acts on my behalf which may be necessary or
desirable to complete and execute any Form and timely file such Form with the
United States Securities and Exchange Commission and any stock exchange or
similar authority; and
(3) Take any other action in connection with the foregoing which, in the
opinion of such attorney-in-fact, may be of benefit to, in the best interest of,
or legally required by me, it being understood that the documents executed by
such attorney-in-fact on my behalf pursuant to this Power of Attorney shall be
in such form and shall contain such terms and conditions as such
attorney-in-fact may approve in his or her discretion.
I grant to each such attorney-in-fact full power and authority to do and
perform any act necessary or proper to be done in the exercise of any of the
rights and powers herein granted, as fully to all intents and purposes as I
might or could do if personally present. I ratify and confirm all that such
attorney-in-fact shall lawfully do by the rights and powers granted by this
Power of Attorney. Each attorney-in-fact shall have full power of substitution
or revocation.
I acknowledge that the attorneys-in-fact, in serving in such capacity at
my request, are not assuming, nor is the Company assuming, any of my
responsibilities to comply with Section 16 of the Securities Exchange Act of
1934.
This Power of Attorney shall remain in full force and effect until I am
no longer required to file the Forms with respect to my holdings of and
transactions in securities issued by the Company, unless (i) I earlier revoke it
in a signed writing delivered to the Office of the Corporate Secretary of the
Company, or (ii) with respect to each individual attorney-in-fact, upon their
retirement or termination of employment with the Company.
/s/ /s/
Witness Charles A. Ruffel
/s/
Witness Date: May 5, 2018