0001225208-18-008845.txt : 20180507 0001225208-18-008845.hdr.sgml : 20180507 20180507170909 ACCESSION NUMBER: 0001225208-18-008845 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180507 FILED AS OF DATE: 20180507 DATE AS OF CHANGE: 20180507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Garfield David R CENTRAL INDEX KEY: 0001621886 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 18812113 MAIL ADDRESS: STREET 1: C/O THE CHARLES SCHWAB CORPORATION STREET 2: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml X0306 4 2018-05-07 0000316709 SCHWAB CHARLES CORP SCHW 0001621886 Garfield David R 211 MAIN STREET SAN FRANCISCO CA 94105 1 EVP and General Counsel Common Stock 2018-05-07 4 M 0 14988.0000 26.3900 A 33084.0000 D Common Stock 2018-05-07 4 M 0 12786.0000 30.1700 A 45870.0000 D Common Stock 2018-05-07 4 M 0 9556.0000 42.9900 A 55426.0000 D Common Stock 2018-05-07 4 S 0 9556.0000 57.0069 D 45870.0000 D Common Stock 2018-05-07 4 S 0 12786.0000 57.0069 D 33084.0000 D Common Stock 2018-05-07 4 S 0 14988.0000 57.0069 D 18096.0000 D Nonqualified Stock Option (right to buy) 26.3900 2018-05-07 4 M 0 14988.0000 0.0000 D 2017-03-01 2026-03-01 Common Stock 14988.0000 29977.0000 D Nonqualified Stock Option (right to buy) 42.9900 2018-05-07 4 M 0 9556.0000 0.0000 D 2018-03-01 2027-03-01 Common Stock 9556.0000 28671.0000 D Nonqualified Stock Option (right to buy) 30.1700 2018-05-07 4 M 0 12786.0000 0.0000 D 2016-03-02 2025-03-02 Common Stock 12786.0000 12786.0000 D This transaction was executed in multiple trades at prices ranging from $56.89 to $57.19. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Jamal Modir, Attorney-in-fact 2018-05-07