0001225208-18-008845.txt : 20180507
0001225208-18-008845.hdr.sgml : 20180507
20180507170909
ACCESSION NUMBER: 0001225208-18-008845
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180507
FILED AS OF DATE: 20180507
DATE AS OF CHANGE: 20180507
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Garfield David R
CENTRAL INDEX KEY: 0001621886
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 18812113
MAIL ADDRESS:
STREET 1: C/O THE CHARLES SCHWAB CORPORATION
STREET 2: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
X0306
4
2018-05-07
0000316709
SCHWAB CHARLES CORP
SCHW
0001621886
Garfield David R
211 MAIN STREET
SAN FRANCISCO
CA
94105
1
EVP and General Counsel
Common Stock
2018-05-07
4
M
0
14988.0000
26.3900
A
33084.0000
D
Common Stock
2018-05-07
4
M
0
12786.0000
30.1700
A
45870.0000
D
Common Stock
2018-05-07
4
M
0
9556.0000
42.9900
A
55426.0000
D
Common Stock
2018-05-07
4
S
0
9556.0000
57.0069
D
45870.0000
D
Common Stock
2018-05-07
4
S
0
12786.0000
57.0069
D
33084.0000
D
Common Stock
2018-05-07
4
S
0
14988.0000
57.0069
D
18096.0000
D
Nonqualified Stock Option (right to buy)
26.3900
2018-05-07
4
M
0
14988.0000
0.0000
D
2017-03-01
2026-03-01
Common Stock
14988.0000
29977.0000
D
Nonqualified Stock Option (right to buy)
42.9900
2018-05-07
4
M
0
9556.0000
0.0000
D
2018-03-01
2027-03-01
Common Stock
9556.0000
28671.0000
D
Nonqualified Stock Option (right to buy)
30.1700
2018-05-07
4
M
0
12786.0000
0.0000
D
2016-03-02
2025-03-02
Common Stock
12786.0000
12786.0000
D
This transaction was executed in multiple trades at prices ranging from $56.89 to $57.19. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Jamal Modir, Attorney-in-fact
2018-05-07