0001225208-18-008262.txt : 20180430 0001225208-18-008262.hdr.sgml : 20180430 20180430190330 ACCESSION NUMBER: 0001225208-18-008262 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180427 FILED AS OF DATE: 20180430 DATE AS OF CHANGE: 20180430 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Murtagh Nigel J CENTRAL INDEX KEY: 0001649599 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 18792391 MAIL ADDRESS: STREET 1: C/O THE CHARLES SCHWAB CORPORATION STREET 2: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml X0306 4 2018-04-27 0000316709 SCHWAB CHARLES CORP SCHW 0001649599 Murtagh Nigel J 211 MAIN STREET SAN FRANCISCO CA 94105 1 EVP - Corporate Risk Common Stock 2018-04-27 4 M 0 6500.0000 16.4000 A 39130.3606 D Common Stock 2018-04-27 4 M 0 6500.0000 13.6400 A 45630.3606 D Common Stock 2018-04-27 4 S 0 6500.0000 55.9677 D 39130.3606 D Common Stock 2018-04-27 4 S 0 6500.0000 55.9677 D 32630.3606 D Nonqualified Stock Option (right to buy) 16.4000 2018-04-27 4 M 0 6500.0000 0.0000 D 2023-03-01 Common Stock 6500.0000 8767.0000 D Nonqualified Stock Option (right to buy) 13.6400 2018-04-27 4 M 0 6500.0000 0.0000 D 2022-11-01 Common Stock 6500.0000 8500.0000 D This transaction was executed in multiple trades at prices ranging from $55.90 to $56.00. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The date first exercisable is 3/1/2014. The date first exercisable is 11/01/2013. Jamal Modir, Attorney-in-fact 2018-04-30