0001225208-18-008262.txt : 20180430
0001225208-18-008262.hdr.sgml : 20180430
20180430190330
ACCESSION NUMBER: 0001225208-18-008262
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180427
FILED AS OF DATE: 20180430
DATE AS OF CHANGE: 20180430
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Murtagh Nigel J
CENTRAL INDEX KEY: 0001649599
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 18792391
MAIL ADDRESS:
STREET 1: C/O THE CHARLES SCHWAB CORPORATION
STREET 2: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
X0306
4
2018-04-27
0000316709
SCHWAB CHARLES CORP
SCHW
0001649599
Murtagh Nigel J
211 MAIN STREET
SAN FRANCISCO
CA
94105
1
EVP - Corporate Risk
Common Stock
2018-04-27
4
M
0
6500.0000
16.4000
A
39130.3606
D
Common Stock
2018-04-27
4
M
0
6500.0000
13.6400
A
45630.3606
D
Common Stock
2018-04-27
4
S
0
6500.0000
55.9677
D
39130.3606
D
Common Stock
2018-04-27
4
S
0
6500.0000
55.9677
D
32630.3606
D
Nonqualified Stock Option (right to buy)
16.4000
2018-04-27
4
M
0
6500.0000
0.0000
D
2023-03-01
Common Stock
6500.0000
8767.0000
D
Nonqualified Stock Option (right to buy)
13.6400
2018-04-27
4
M
0
6500.0000
0.0000
D
2022-11-01
Common Stock
6500.0000
8500.0000
D
This transaction was executed in multiple trades at prices ranging from $55.90 to $56.00. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The date first exercisable is 3/1/2014.
The date first exercisable is 11/01/2013.
Jamal Modir, Attorney-in-fact
2018-04-30