0001225208-18-007984.txt : 20180423
0001225208-18-007984.hdr.sgml : 20180423
20180423190638
ACCESSION NUMBER: 0001225208-18-007984
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180420
FILED AS OF DATE: 20180423
DATE AS OF CHANGE: 20180423
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MARTINETTO JOSEPH R
CENTRAL INDEX KEY: 0001276501
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 18769822
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
X0306
4
2018-04-20
0000316709
SCHWAB CHARLES CORP
SCHW
0001276501
MARTINETTO JOSEPH R
211 MAIN STREET
SAN FRANCISCO
CA
94105
1
Senior EVP and COO
Common Stock
2018-04-20
4
M
0
70000.0000
13.6400
A
242330.0000
D
Common Stock
2018-04-20
4
M
0
64130.0000
15.0500
A
306460.0000
D
Common Stock
2018-04-20
4
M
0
60533.0000
16.4000
A
366993.0000
D
Common Stock
2018-04-20
4
M
0
57852.0000
13.9100
A
424845.0000
D
Common Stock
2018-04-20
4
M
0
28170.0000
15.0800
A
453015.0000
D
Common Stock
2018-04-20
4
S
0
28170.0000
54.7996
D
424845.0000
D
Common Stock
2018-04-20
4
S
0
57852.0000
54.7996
D
366993.0000
D
Common Stock
2018-04-20
4
S
0
60533.0000
54.7996
D
306460.0000
D
Common Stock
2018-04-20
4
S
0
64130.0000
54.7996
D
242330.0000
D
Common Stock
2018-04-20
4
S
0
70000.0000
54.7996
D
172330.0000
D
Common Stock
621.8980
I
by ESOP
Nonqualified Stock Option (right to buy)
15.0800
2018-04-20
4
M
0
28170.0000
0.0000
D
2023-01-02
Common Stock
28170.0000
0.0000
D
Nonqualified Stock Option (right to buy)
13.9100
2018-04-20
4
M
0
57852.0000
0.0000
D
2013-03-01
2022-03-01
Common Stock
57852.0000
0.0000
D
Nonqualified Stock Option (right to buy)
16.4000
2018-04-20
4
M
0
60533.0000
0.0000
D
2014-03-01
2023-03-01
Common Stock
60533.0000
0.0000
D
Nonqualified Stock Option (right to buy)
15.0500
2018-04-20
4
M
0
64130.0000
0.0000
D
2012-08-01
2021-08-01
Common Stock
64130.0000
0.0000
D
Nonqualified Stock Option (right to buy)
13.6400
2018-04-20
4
M
0
70000.0000
0.0000
D
2013-11-01
2022-11-01
Common Stock
70000.0000
0.0000
D
This transaction was executed in multiple trades at prices ranging from $54.50 to $55.04. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The date first exercisable is 1/02/2014.
Jamal Modir, Attorney-in-fact
2018-04-23