0001225208-18-007984.txt : 20180423 0001225208-18-007984.hdr.sgml : 20180423 20180423190638 ACCESSION NUMBER: 0001225208-18-007984 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180420 FILED AS OF DATE: 20180423 DATE AS OF CHANGE: 20180423 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARTINETTO JOSEPH R CENTRAL INDEX KEY: 0001276501 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 18769822 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml X0306 4 2018-04-20 0000316709 SCHWAB CHARLES CORP SCHW 0001276501 MARTINETTO JOSEPH R 211 MAIN STREET SAN FRANCISCO CA 94105 1 Senior EVP and COO Common Stock 2018-04-20 4 M 0 70000.0000 13.6400 A 242330.0000 D Common Stock 2018-04-20 4 M 0 64130.0000 15.0500 A 306460.0000 D Common Stock 2018-04-20 4 M 0 60533.0000 16.4000 A 366993.0000 D Common Stock 2018-04-20 4 M 0 57852.0000 13.9100 A 424845.0000 D Common Stock 2018-04-20 4 M 0 28170.0000 15.0800 A 453015.0000 D Common Stock 2018-04-20 4 S 0 28170.0000 54.7996 D 424845.0000 D Common Stock 2018-04-20 4 S 0 57852.0000 54.7996 D 366993.0000 D Common Stock 2018-04-20 4 S 0 60533.0000 54.7996 D 306460.0000 D Common Stock 2018-04-20 4 S 0 64130.0000 54.7996 D 242330.0000 D Common Stock 2018-04-20 4 S 0 70000.0000 54.7996 D 172330.0000 D Common Stock 621.8980 I by ESOP Nonqualified Stock Option (right to buy) 15.0800 2018-04-20 4 M 0 28170.0000 0.0000 D 2023-01-02 Common Stock 28170.0000 0.0000 D Nonqualified Stock Option (right to buy) 13.9100 2018-04-20 4 M 0 57852.0000 0.0000 D 2013-03-01 2022-03-01 Common Stock 57852.0000 0.0000 D Nonqualified Stock Option (right to buy) 16.4000 2018-04-20 4 M 0 60533.0000 0.0000 D 2014-03-01 2023-03-01 Common Stock 60533.0000 0.0000 D Nonqualified Stock Option (right to buy) 15.0500 2018-04-20 4 M 0 64130.0000 0.0000 D 2012-08-01 2021-08-01 Common Stock 64130.0000 0.0000 D Nonqualified Stock Option (right to buy) 13.6400 2018-04-20 4 M 0 70000.0000 0.0000 D 2013-11-01 2022-11-01 Common Stock 70000.0000 0.0000 D This transaction was executed in multiple trades at prices ranging from $54.50 to $55.04. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The date first exercisable is 1/02/2014. Jamal Modir, Attorney-in-fact 2018-04-23