0001225208-18-002279.txt : 20180208 0001225208-18-002279.hdr.sgml : 20180208 20180208134632 ACCESSION NUMBER: 0001225208-18-002279 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180207 FILED AS OF DATE: 20180208 DATE AS OF CHANGE: 20180208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kallsen Terri R CENTRAL INDEX KEY: 0001627137 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 18584834 MAIL ADDRESS: STREET 1: C/O THE CHARLES SCHWAB CORPORATION STREET 2: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml X0306 4 2018-02-07 0000316709 SCHWAB CHARLES CORP SCHW 0001627137 Kallsen Terri R 211 MAIN STREET SAN FRANCISCO CA 94105 1 EVP - Investor Services Common Stock 2018-02-07 4 M 0 2026.0000 28.4400 A 2026.0000 I by Trust Common Stock 2018-02-07 4 S 0 2026.0000 51.9425 D 0.0000 I by Trust Common Stock 1706.0000 D Common Stock 155.0000 I by ESPP Nonqualified Stock Option (right to buy) 28.4400 2018-02-07 4 M 0 2026.0000 0.0000 D 2015-11-03 2024-11-03 Common Stock 2026.0000 4053.0000 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2017. This transaction was executed in multiple trades at prices ranging from $51.74 to $52.13. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Jamal Modir, Attorney-in-fact 2018-02-08