0001225208-17-017843.txt : 20171130
0001225208-17-017843.hdr.sgml : 20171130
20171130190603
ACCESSION NUMBER: 0001225208-17-017843
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171130
FILED AS OF DATE: 20171130
DATE AS OF CHANGE: 20171130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bettinger Walter W
CENTRAL INDEX KEY: 0001296479
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 171232352
MAIL ADDRESS:
STREET 1: 120 KEARNY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
X0306
4
2017-11-30
0000316709
SCHWAB CHARLES CORP
SCHW
0001296479
Bettinger Walter W
211 MAIN STREET
SAN FRANCISCO
CA
94105
1
1
President and CEO
Common Stock
2017-11-30
4
M
0
168220.0000
22.6700
A
445683.8859
D
Common Stock
2017-11-30
4
S
0
168220.0000
49.1028
D
277463.8859
D
Common Stock
5980.6120
I
by ESOP
Common Stock
1277.0000
I
by ESPP
Common Stock
2290.9157
I
By Spouse
Nonqualified Stock Option (right to buy)
22.6700
2017-11-30
4
M
0
168220.0000
0.0000
D
2014-08-01
2023-08-01
Common Stock
168220.0000
0.0000
D
This transaction was executed in multiple trades at prices ranging from $49.10 to $49.12. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Jamal Modir, Attorney-in-fact
2017-11-30