0001225208-17-017076.txt : 20171108 0001225208-17-017076.hdr.sgml : 20171108 20171108163506 ACCESSION NUMBER: 0001225208-17-017076 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171107 FILED AS OF DATE: 20171108 DATE AS OF CHANGE: 20171108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bettinger Walter W CENTRAL INDEX KEY: 0001296479 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 171187063 MAIL ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml X0306 4 2017-11-07 0000316709 SCHWAB CHARLES CORP SCHW 0001296479 Bettinger Walter W 211 MAIN STREET SAN FRANCISCO CA 94105 1 1 President and CEO Depositary Shares 2017-11-07 4 P 0 41330.0000 27.2299 A 41330.0000 D Depositary Shares 2017-11-07 4 P 0 31180.0000 27.1894 A 72510.0000 D Depositary shares each representing a 1/40th ownership interest in a share of 5.95% Non-Cumulative Perpetual Series D Preferred Stock, par value $0.01 per share. Depositary shares each representing a 1/40th ownership interest in a share of 6.00% Non-Cumulative Perpetual Series C Preferred Stock, par value $0.01 per share. Jamal Modir, Attorney-in-fact 2017-11-08