0001225208-17-016903.txt : 20171103
0001225208-17-016903.hdr.sgml : 20171103
20171103151325
ACCESSION NUMBER: 0001225208-17-016903
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171103
FILED AS OF DATE: 20171103
DATE AS OF CHANGE: 20171103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Garfield David R
CENTRAL INDEX KEY: 0001621886
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 171176138
MAIL ADDRESS:
STREET 1: C/O THE CHARLES SCHWAB CORPORATION
STREET 2: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
X0306
4
2017-11-03
0000316709
SCHWAB CHARLES CORP
SCHW
0001621886
Garfield David R
211 MAIN STREET
SAN FRANCISCO
CA
94105
1
EVP and General Counsel
Common Stock
2017-11-03
4
M
0
35069.0000
28.4400
A
48693.0000
D
Common Stock
2017-11-03
4
M
0
25572.0000
30.1700
A
74265.0000
D
Common Stock
2017-11-03
4
M
0
14988.0000
26.3900
A
89253.0000
D
Common Stock
2017-11-03
4
S
0
14988.0000
44.5847
D
74265.0000
D
Common Stock
2017-11-03
4
S
0
25572.0000
44.5847
D
48693.0000
D
Common Stock
2017-11-03
4
S
0
35069.0000
44.5847
D
13624.0000
D
Nonqualified Stock Option (right to buy)
26.3900
2017-11-03
4
M
0
14988.0000
0.0000
D
2017-03-01
2026-03-01
Common Stock
14988.0000
44965.0000
D
Nonqualified Stock Option (right to buy)
30.1700
2017-11-03
4
M
0
25572.0000
0.0000
D
2016-03-02
2025-03-02
Common Stock
25572.0000
25572.0000
D
Nonqualified Stock Option (right to buy)
28.4400
2017-11-03
4
M
0
35069.0000
0.0000
D
2015-11-03
2024-11-03
Common Stock
35069.0000
11690.0000
D
This transaction was executed in multiple trades at prices ranging from $44.49 to $44.72. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Jamal Modir, Attorney-in-fact
2017-11-03