0001225208-17-014735.txt : 20170907 0001225208-17-014735.hdr.sgml : 20170907 20170907115054 ACCESSION NUMBER: 0001225208-17-014735 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170906 FILED AS OF DATE: 20170907 DATE AS OF CHANGE: 20170907 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kallsen Terri R CENTRAL INDEX KEY: 0001627137 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 171073273 MAIL ADDRESS: STREET 1: C/O THE CHARLES SCHWAB CORPORATION STREET 2: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml X0306 4 2017-09-06 0000316709 SCHWAB CHARLES CORP SCHW 0001627137 Kallsen Terri R 211 MAIN STREET SAN FRANCISCO CA 94105 1 EVP - Investor Services Common Stock 2017-09-06 4 M 0 1000.0000 30.1700 A 1000.0000 I by Trust Common Stock 2017-09-06 4 S 0 1000.0000 38.9865 D 0.0000 I by Trust Common Stock 5212.0000 D Common Stock 155.0000 I by ESPP Nonqualified Stock Option (right to buy) 30.1700 2017-09-06 4 M 0 1000.0000 0.0000 D 2016-03-02 2025-03-02 Common Stock 1000.0000 42873.0000 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2017. This transaction was executed in multiple trades at prices ranging from $38.93 to $39.03. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. R. Scott McMillen, Attorney-in-fact 2017-09-07