0001225208-17-011777.txt : 20170630 0001225208-17-011777.hdr.sgml : 20170630 20170630165945 ACCESSION NUMBER: 0001225208-17-011777 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170629 FILED AS OF DATE: 20170630 DATE AS OF CHANGE: 20170630 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clark Bernard J. CENTRAL INDEX KEY: 0001564429 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 17942918 MAIL ADDRESS: STREET 1: C/O THE CHARLES SCHWAB CORPORATION STREET 2: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml X0306 4 2017-06-29 0000316709 SCHWAB CHARLES CORP SCHW 0001564429 Clark Bernard J. 211 MAIN STREET SAN FRANCISCO CA 94105 1 EVP - Advisor Services Common Stock 2017-06-29 4 M 0 400.0000 15.4300 A 53249.8091 I by Trust Common Stock 2017-06-29 4 S 0 400.0000 44.0000 D 52849.8091 I by Trust Common Stock 3418.0160 I by 401(k) Common Stock 614.3410 I by ESOP Nonqualified Stock Option (right to buy) 15.4300 2017-06-29 4 M 0 400.0000 0.0000 D 2011-11-01 2020-11-01 Common Stock 400.0000 32744.0000 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 3, 2017. Jamal Modir, Attorney-in-fact 2017-06-30