0001225208-17-010177.txt : 20170522 0001225208-17-010177.hdr.sgml : 20170522 20170522141605 ACCESSION NUMBER: 0001225208-17-010177 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170518 FILED AS OF DATE: 20170522 DATE AS OF CHANGE: 20170522 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ellis Stephen A CENTRAL INDEX KEY: 0001561563 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 17860544 MAIL ADDRESS: STREET 1: C/O THE CHARLES SCHWAB CORPORATION STREET 2: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml X0306 4 2017-05-18 0000316709 SCHWAB CHARLES CORP SCHW 0001561563 Ellis Stephen A 211 MAIN STREET SAN FRANCISCO CA 94105 1 Common Stock 2017-05-18 4 A 0 1831.0000 0.0000 A 6767.0000 D Common Stock 29588.0000 I by Trust Nonqualified Stock Option (right to buy) 38.3300 2017-05-18 4 A 0 7165.0000 0.0000 A 2027-05-18 Common Stock 7165.0000 7165.0000 D The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Jamal Modir, Attorney-in-fact 2017-05-22