0001225208-17-007673.txt : 20170405 0001225208-17-007673.hdr.sgml : 20170405 20170405170110 ACCESSION NUMBER: 0001225208-17-007673 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170404 FILED AS OF DATE: 20170405 DATE AS OF CHANGE: 20170405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERRINGER FRANK C CENTRAL INDEX KEY: 0001171694 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 17743286 4 1 doc4.xml X0306 4 2017-04-04 0000316709 SCHWAB CHARLES CORP SCHW 0001171694 HERRINGER FRANK C 211 MAIN STREET SAN FRANCISCO CA 94105 1 Common Stock 2017-04-04 4 M 0 7823.0000 20.1354 A 13316.0000 D Common Stock 2017-04-04 4 F 0 3905.0000 40.3300 D 9411.0000 D Common Stock 50625.0000 I By Spouse Common Stock 97302.0000 I by Trust Nonqualified Stock Option (right to buy) 20.1354 2017-04-04 4 M 0 7823.0000 0.0000 D 2008-05-21 2017-05-21 Common Stock 7823.0000 0.0000 D Jamal Modir, Attorney-in-fact 2017-04-05