0001225208-17-002792.txt : 20170210 0001225208-17-002792.hdr.sgml : 20170210 20170210170920 ACCESSION NUMBER: 0001225208-17-002792 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160722 FILED AS OF DATE: 20170210 DATE AS OF CHANGE: 20170210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES R CENTRAL INDEX KEY: 0000923738 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 17594525 MAIL ADDRESS: STREET 1: 101 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4/A 1 doc4a.xml X0306 4/A 2016-07-22 2016-07-25 0000316709 SCHWAB CHARLES CORP SCHW 0000923738 SCHWAB CHARLES R 211 MAIN STREET SAN FRANCISCO CA 94105 1 1 1 Chairman Common Stock 2016-07-22 5 G 0 21375.0000 0.0000 D 3806450.3300 I by Spouse as Trustee Common Stock 2016-04-24 4 S 0 630000.0000 30.1661 D 102550543.0000 I by Trust Common Stock 2016-04-27 4 S 0 417300.0000 30.3254 D 104837293.0000 I by Trust This transaction was executed in multiple trades at prices ranging from $18.0881 to $18.20. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. R. Scott McMillen, Attorney-in-fact 2016-07-25