0001225208-16-043679.txt : 20161223 0001225208-16-043679.hdr.sgml : 20161223 20161223171031 ACCESSION NUMBER: 0001225208-16-043679 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161223 FILED AS OF DATE: 20161223 DATE AS OF CHANGE: 20161223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bettinger Walter W CENTRAL INDEX KEY: 0001296479 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 162069375 MAIL ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 4 1 doc4.xml X0306 4 2016-12-23 0000316709 SCHWAB CHARLES CORP SCHW 0001296479 Bettinger Walter W 211 MAIN STREET SAN FRANCISCO CA 94105 1 1 President and CEO Common Stock 2016-12-23 4 M 0 320649.0000 15.0500 A 564307.8859 D Common Stock 2016-12-23 4 S 0 320649.0000 40.3527 D 243658.8859 D Common Stock 5946.6130 I by ESOP Common Stock 1277.0000 I by ESPP Common Stock 2277.2253 I By Spouse Nonqualified Stock Option (right to buy) 15.0500 2016-12-23 4 M 0 320649.0000 0.0000 D 2012-08-01 2021-08-01 Common Stock 320649.0000 0.0000 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2016. This transaction was executed in multiple trades at prices ranging from $40.35 to $40.365. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. R. Scott McMillen, Attorney-in-fact 2016-12-23