0001225208-16-043625.txt : 20161220 0001225208-16-043625.hdr.sgml : 20161220 20161220201729 ACCESSION NUMBER: 0001225208-16-043625 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161220 FILED AS OF DATE: 20161220 DATE AS OF CHANGE: 20161220 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chandoha Marie A CENTRAL INDEX KEY: 0001656828 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 162062577 MAIL ADDRESS: STREET 1: C/O THE CHARLES SCHWAB CORPORATION STREET 2: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml X0306 4 2016-12-20 0000316709 SCHWAB CHARLES CORP SCHW 0001656828 Chandoha Marie A 211 MAIN STREET SAN FRANCISCO CA 94105 1 President - CSIM Common Stock 2016-12-20 4 M 0 9705.0000 22.6700 A 12723.0000 I by Trust Common Stock 2016-12-20 4 S 0 9705.0000 40.0418 D 3018.0000 I by Trust Nonqualified Stock Option (right to buy) 22.6700 2016-12-20 4 M 0 9705.0000 0.0000 D 2014-08-01 2023-08-01 Common Stock 9705.0000 9705.0000 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2016. This transaction was executed in multiple trades at prices ranging from $40.00 to $40.13. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. R. Scott McMillen, Attorney-in-fact 2016-12-20