0001225208-16-042280.txt : 20161128 0001225208-16-042280.hdr.sgml : 20161128 20161128134555 ACCESSION NUMBER: 0001225208-16-042280 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161123 FILED AS OF DATE: 20161128 DATE AS OF CHANGE: 20161128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bettinger Walter W CENTRAL INDEX KEY: 0001296479 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 162019377 MAIL ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 4 1 doc4.xml X0306 4 2016-11-23 0000316709 SCHWAB CHARLES CORP SCHW 0001296479 Bettinger Walter W 211 MAIN STREET SAN FRANCISCO CA 94105 1 1 President and CEO Common Stock 2016-11-23 4 M 0 34233.0000 15.4300 A 277891.8859 D Common Stock 2016-11-23 4 S 0 34233.0000 39.2066 D 243658.8859 D Common Stock 5946.6130 I by ESOP Common Stock 1277.0000 I by ESPP Common Stock 2277.2253 I By Spouse Nonqualified Stock Option (right to buy) 15.4300 2016-11-23 4 M 0 34233.0000 0.0000 D 2011-11-01 2020-11-01 Common Stock 34233.0000 253015.0000 D This transaction was executed in multiple trades at prices ranging from $39.20 to $39.22. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. R. Scott McMillen, Attorney-in-fact 2016-11-28