0001225208-16-042193.txt : 20161123 0001225208-16-042193.hdr.sgml : 20161123 20161123153146 ACCESSION NUMBER: 0001225208-16-042193 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161123 FILED AS OF DATE: 20161123 DATE AS OF CHANGE: 20161123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Murtagh Nigel J CENTRAL INDEX KEY: 0001649599 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 162016450 MAIL ADDRESS: STREET 1: C/O THE CHARLES SCHWAB CORPORATION STREET 2: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml X0306 4 2016-11-23 0000316709 SCHWAB CHARLES CORP SCHW 0001649599 Murtagh Nigel J 211 MAIN STREET SAN FRANCISCO CA 94105 1 EVP - Corporate Risk Common Stock 2016-11-23 4 M 0 13000.0000 12.4500 A 47862.7043 D Common Stock 2016-11-23 4 S 0 13000.0000 38.8204 D 34862.7043 D Nonqualified Stock Option (right to buy) 12.4500 2016-11-23 4 M 0 13000.0000 0.0000 D 2022-08-01 Common Stock 13000.0000 13110.0000 D This transaction was executed in multiple trades at prices ranging from $38.755 to $38.885. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The option was first exercisable on August 1, 2013. R. Scott McMillen, Attorney-in-fact 2016-11-23