0001225208-16-042003.txt : 20161118 0001225208-16-042003.hdr.sgml : 20161118 20161118181508 ACCESSION NUMBER: 0001225208-16-042003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161116 FILED AS OF DATE: 20161118 DATE AS OF CHANGE: 20161118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chandoha Marie A CENTRAL INDEX KEY: 0001656828 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 162008785 MAIL ADDRESS: STREET 1: C/O THE CHARLES SCHWAB CORPORATION STREET 2: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml X0306 4 2016-11-16 0000316709 SCHWAB CHARLES CORP SCHW 0001656828 Chandoha Marie A 211 MAIN STREET SAN FRANCISCO CA 94105 1 President - CSIM Common Stock 2016-11-16 4 M 0 35124.0000 12.4500 A 38142.0000 I by Trust Common Stock 2016-11-16 4 M 0 35000.0000 13.6400 A 73142.0000 I by Trust Common Stock 2016-11-16 4 M 0 17279.0000 11.7500 A 90421.0000 I by Trust Common Stock 2016-11-16 4 M 0 14463.0000 13.9100 A 104884.0000 I by Trust Common Stock 2016-11-16 4 S 0 14463.0000 36.6509 D 90421.0000 I by Trust Common Stock 2016-11-16 4 S 0 17279.0000 36.6509 D 73142.0000 I by Trust Common Stock 2016-11-16 4 S 0 35000.0000 36.6509 D 38142.0000 I by Trust Common Stock 2016-11-16 4 S 0 35124.0000 36.6509 D 3018.0000 I by Trust Nonqualified Stock Option (right to buy) 13.9100 2016-11-16 4 M 0 14463.0000 0.0000 D 2016-03-01 2022-03-01 Common Stock 14463.0000 0.0000 D Nonqualified Stock Option (right to buy) 12.4500 2016-11-16 4 M 0 35124.0000 0.0000 D 2013-08-01 2022-08-01 Common Stock 35124.0000 0.0000 D Nonqualified Stock Option (right to buy) 13.6400 2016-11-16 4 M 0 35000.0000 0.0000 D 2013-11-01 2022-11-01 Common Stock 35000.0000 0.0000 D Nonqualified Stock Option (right to buy) 11.7500 2016-11-16 4 M 0 17279.0000 0.0000 D 2015-11-01 2021-11-01 Common Stock 17279.0000 0.0000 D This transaction was executed in multiple trades at prices ranging from $36.6 to $36.73. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. R. Scott McMillen, Attorney-in-fact 2016-11-18