0001225208-16-041833.txt : 20161116 0001225208-16-041833.hdr.sgml : 20161116 20161116134511 ACCESSION NUMBER: 0001225208-16-041833 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161114 FILED AS OF DATE: 20161116 DATE AS OF CHANGE: 20161116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kallsen Terri R CENTRAL INDEX KEY: 0001627137 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 162002016 MAIL ADDRESS: STREET 1: C/O THE CHARLES SCHWAB CORPORATION STREET 2: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml X0306 4 2016-11-14 0000316709 SCHWAB CHARLES CORP SCHW 0001627137 Kallsen Terri R 211 MAIN STREET SAN FRANCISCO CA 94105 1 EVP - Investor Services Common Stock 2016-11-14 4 M 0 18802.0000 30.1700 A 18802.0000 I by Trust Common Stock 2016-11-14 4 M 0 8105.0000 28.4400 A 26907.0000 I by Trust Common Stock 2016-11-14 4 M 0 4026.0000 23.1200 A 30933.0000 I by Trust Common Stock 2016-11-14 4 S 0 4026.0000 36.9412 D 26907.0000 I by Trust Common Stock 2016-11-14 4 S 0 8105.0000 36.9412 D 18802.0000 I by Trust Common Stock 2016-11-14 4 S 0 18802.0000 36.9412 D 0.0000 I by Trust Common Stock 5212.0000 D Common Stock 2544.0000 I by ESPP Nonqualified Stock Option (right to buy) 30.1700 2016-11-14 4 M 0 18802.0000 0.0000 D 2016-03-02 2025-03-02 Common Stock 18802.0000 56409.0000 D Nonqualified Stock Option (right to buy) 23.1200 2016-11-14 4 M 0 4026.0000 0.0000 D 2014-11-01 2023-11-01 Common Stock 4026.0000 3963.0000 D Nonqualified Stock Option (right to buy) 28.4400 2016-11-14 4 M 0 8105.0000 0.0000 D 2015-11-03 2024-11-03 Common Stock 8105.0000 8105.0000 D This transaction was executed in multiple trades at prices ranging from $36.31 to $37.68. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. R. Scott McMillen, Attorney-in-fact 2016-11-16