0001225208-16-041833.txt : 20161116
0001225208-16-041833.hdr.sgml : 20161116
20161116134511
ACCESSION NUMBER: 0001225208-16-041833
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161114
FILED AS OF DATE: 20161116
DATE AS OF CHANGE: 20161116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kallsen Terri R
CENTRAL INDEX KEY: 0001627137
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 162002016
MAIL ADDRESS:
STREET 1: C/O THE CHARLES SCHWAB CORPORATION
STREET 2: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
X0306
4
2016-11-14
0000316709
SCHWAB CHARLES CORP
SCHW
0001627137
Kallsen Terri R
211 MAIN STREET
SAN FRANCISCO
CA
94105
1
EVP - Investor Services
Common Stock
2016-11-14
4
M
0
18802.0000
30.1700
A
18802.0000
I
by Trust
Common Stock
2016-11-14
4
M
0
8105.0000
28.4400
A
26907.0000
I
by Trust
Common Stock
2016-11-14
4
M
0
4026.0000
23.1200
A
30933.0000
I
by Trust
Common Stock
2016-11-14
4
S
0
4026.0000
36.9412
D
26907.0000
I
by Trust
Common Stock
2016-11-14
4
S
0
8105.0000
36.9412
D
18802.0000
I
by Trust
Common Stock
2016-11-14
4
S
0
18802.0000
36.9412
D
0.0000
I
by Trust
Common Stock
5212.0000
D
Common Stock
2544.0000
I
by ESPP
Nonqualified Stock Option (right to buy)
30.1700
2016-11-14
4
M
0
18802.0000
0.0000
D
2016-03-02
2025-03-02
Common Stock
18802.0000
56409.0000
D
Nonqualified Stock Option (right to buy)
23.1200
2016-11-14
4
M
0
4026.0000
0.0000
D
2014-11-01
2023-11-01
Common Stock
4026.0000
3963.0000
D
Nonqualified Stock Option (right to buy)
28.4400
2016-11-14
4
M
0
8105.0000
0.0000
D
2015-11-03
2024-11-03
Common Stock
8105.0000
8105.0000
D
This transaction was executed in multiple trades at prices ranging from $36.31 to $37.68. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
R. Scott McMillen, Attorney-in-fact
2016-11-16