0001225208-16-041810.txt : 20161115
0001225208-16-041810.hdr.sgml : 20161115
20161115191056
ACCESSION NUMBER: 0001225208-16-041810
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161110
FILED AS OF DATE: 20161115
DATE AS OF CHANGE: 20161115
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Clark Bernard J.
CENTRAL INDEX KEY: 0001564429
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 162001045
MAIL ADDRESS:
STREET 1: C/O THE CHARLES SCHWAB CORPORATION
STREET 2: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4/A
1
doc4a.xml
X0306
4/A
2016-11-10
2016-11-14
0000316709
SCHWAB CHARLES CORP
SCHW
0001564429
Clark Bernard J.
211 MAIN STREET
SAN FRANCISCO
CA
94105
1
EVP - Advisor Services
Common Stock
2016-11-10
4
S
0
28090.0000
35.3152
D
117788.0696
I
by Trust
Common Stock
2016-11-10
4
S
0
65056.0000
35.3152
D
52732.0696
I
by Trust
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2016.
This transaction was executed in multiple trades at prices ranging from $34.50 to $35.58. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Reporting person entered into a 10b5-1 trading plan on August 25, 2016; as opposed to August 25, 2015 as reported on November 14, 2016.
R. Scott McMillen, Attorney-in-fact
2016-11-15