0001225208-16-041749.txt : 20161114
0001225208-16-041749.hdr.sgml : 20161111
20161114192351
ACCESSION NUMBER: 0001225208-16-041749
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161110
FILED AS OF DATE: 20161114
DATE AS OF CHANGE: 20161114
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Clark Bernard J.
CENTRAL INDEX KEY: 0001564429
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 161997371
MAIL ADDRESS:
STREET 1: C/O THE CHARLES SCHWAB CORPORATION
STREET 2: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
X0306
4
2016-11-10
0000316709
SCHWAB CHARLES CORP
SCHW
0001564429
Clark Bernard J.
211 MAIN STREET
SAN FRANCISCO
CA
94105
1
EVP - Advisor Services
Common Stock
2016-11-10
4
M
0
65056.0000
15.0000
A
117788.0696
I
by Trust
Common Stock
2016-11-10
4
M
0
28090.0000
18.2500
A
145878.0696
I
by Trust
Common Stock
2016-11-10
4
S
0
28090.0000
35.3152
D
117788.0696
I
by Trust
Common Stock
2016-11-10
4
S
0
65056.0000
35.3152
D
52732.0696
I
by Trust
Common Stock
3403.0370
I
by 401(k)
Common Stock
610.4900
I
by ESOP
Nonqualified Stock Option (right to buy)
18.2500
2016-11-10
4
M
0
28090.0000
0.0000
D
2011-03-01
2020-03-01
Common Stock
28090.0000
0.0000
D
Nonqualified Stock Option (right to buy)
15.0000
2016-11-10
4
M
0
65056.0000
0.0000
D
2011-08-02
2020-08-02
Common Stock
65056.0000
0.0000
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2015.
This transaction was executed in multiple trades at prices ranging from $34.50 to $35.58. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
R. Scott McMillen, Attorney-in-fact
2016-11-14