0001225208-16-040801.txt : 20161028 0001225208-16-040801.hdr.sgml : 20161028 20161028123038 ACCESSION NUMBER: 0001225208-16-040801 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161026 FILED AS OF DATE: 20161028 DATE AS OF CHANGE: 20161028 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARTINETTO JOSEPH R CENTRAL INDEX KEY: 0001276501 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 161957697 4 1 doc4.xml X0306 4 2016-10-26 0000316709 SCHWAB CHARLES CORP SCHW 0001276501 MARTINETTO JOSEPH R 211 MAIN STREET SAN FRANCISCO CA 94105 1 Senior EVP and CFO Common Stock 2016-10-26 4 M 0 80000.0000 17.3800 A 226211.0000 D Common Stock 2016-10-26 4 S 0 80000.0000 32.1606 D 146211.0000 D Common Stock 2016-10-27 4 M 0 122920.0000 19.3600 A 269131.0000 D Common Stock 2016-10-27 4 M 0 46507.0000 17.3800 A 315638.0000 D Common Stock 2016-10-27 4 S 0 46507.0000 32.2204 D 269131.0000 D Common Stock 2016-10-27 4 S 0 122920.0000 32.2204 D 146211.0000 D Common Stock 610.8500 I by ESOP Nonqualified Stock Option (right to buy) 17.3800 2016-10-26 4 M 0 80000.0000 0.0000 D 2010-11-02 2019-11-02 Common Stock 80000.0000 46507.0000 D Nonqualified Stock Option (right to buy) 17.3800 2016-10-27 4 M 0 46507.0000 0.0000 D 2010-11-02 2019-11-02 Common Stock 46507.0000 0.0000 D Nonqualified Stock Option (right to buy) 19.3600 2016-10-27 4 M 0 122920.0000 0.0000 D 2009-11-03 2018-11-03 Common Stock 122920.0000 0.0000 D This transaction was executed in multiple trades at prices ranging from $32.13 to $32.20. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $32.031 to $32.41. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. R. Scott McMillen, Attorney-in-fact 2016-10-28