0001225208-16-040801.txt : 20161028
0001225208-16-040801.hdr.sgml : 20161028
20161028123038
ACCESSION NUMBER: 0001225208-16-040801
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161026
FILED AS OF DATE: 20161028
DATE AS OF CHANGE: 20161028
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MARTINETTO JOSEPH R
CENTRAL INDEX KEY: 0001276501
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 161957697
4
1
doc4.xml
X0306
4
2016-10-26
0000316709
SCHWAB CHARLES CORP
SCHW
0001276501
MARTINETTO JOSEPH R
211 MAIN STREET
SAN FRANCISCO
CA
94105
1
Senior EVP and CFO
Common Stock
2016-10-26
4
M
0
80000.0000
17.3800
A
226211.0000
D
Common Stock
2016-10-26
4
S
0
80000.0000
32.1606
D
146211.0000
D
Common Stock
2016-10-27
4
M
0
122920.0000
19.3600
A
269131.0000
D
Common Stock
2016-10-27
4
M
0
46507.0000
17.3800
A
315638.0000
D
Common Stock
2016-10-27
4
S
0
46507.0000
32.2204
D
269131.0000
D
Common Stock
2016-10-27
4
S
0
122920.0000
32.2204
D
146211.0000
D
Common Stock
610.8500
I
by ESOP
Nonqualified Stock Option (right to buy)
17.3800
2016-10-26
4
M
0
80000.0000
0.0000
D
2010-11-02
2019-11-02
Common Stock
80000.0000
46507.0000
D
Nonqualified Stock Option (right to buy)
17.3800
2016-10-27
4
M
0
46507.0000
0.0000
D
2010-11-02
2019-11-02
Common Stock
46507.0000
0.0000
D
Nonqualified Stock Option (right to buy)
19.3600
2016-10-27
4
M
0
122920.0000
0.0000
D
2009-11-03
2018-11-03
Common Stock
122920.0000
0.0000
D
This transaction was executed in multiple trades at prices ranging from $32.13 to $32.20. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $32.031 to $32.41. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
R. Scott McMillen, Attorney-in-fact
2016-10-28