0001225208-16-040613.txt : 20161020 0001225208-16-040613.hdr.sgml : 20161020 20161020130935 ACCESSION NUMBER: 0001225208-16-040613 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161019 FILED AS OF DATE: 20161020 DATE AS OF CHANGE: 20161020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bettinger Walter W CENTRAL INDEX KEY: 0001296479 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 161944015 MAIL ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 4 1 doc4.xml X0306 4 2016-10-19 0000316709 SCHWAB CHARLES CORP SCHW 0001296479 Bettinger Walter W 211 MAIN STREET SAN FRANCISCO CA 94105 1 1 President and CEO Common Stock 2016-10-19 4 M 0 612000.0000 17.3800 A 956458.8859 D Common Stock 2016-10-19 4 S 0 612000.0000 32.6493 D 344458.8859 D Common Stock 5946.6130 I by ESOP Common Stock 1277.0000 I by ESPP Common Stock 2277.2253 I By Spouse Nonqualified Stock Option (right to buy) 17.3800 2016-10-19 4 M 0 612000.0000 0.0000 D 2010-11-02 2019-11-02 Common Stock 612000.0000 73241.0000 D This transaction was executed in multiple trades at prices ranging from $32.51 to $32.81. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. R. Scott McMillen, Attorney-in-fact 2016-10-20