0001225208-16-029090.txt : 20160303 0001225208-16-029090.hdr.sgml : 20160303 20160303165726 ACCESSION NUMBER: 0001225208-16-029090 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160301 FILED AS OF DATE: 20160303 DATE AS OF CHANGE: 20160303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clark Bernard J. CENTRAL INDEX KEY: 0001564429 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 161482043 MAIL ADDRESS: STREET 1: C/O THE CHARLES SCHWAB CORPORATION STREET 2: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml X0306 4 2016-03-01 0000316709 SCHWAB CHARLES CORP SCHW 0001564429 Clark Bernard J. 211 MAIN STREET SAN FRANCISCO CA 94105 1 EVP - Advisor Services Common Stock 2016-03-01 4 M 0 10073.0000 25.9000 A 56795.2384 I by Trust Common Stock 2016-03-02 4 M 0 2448.0000 26.5425 A 59243.2384 I by Trust Common Stock 2016-03-03 4 S 0 10073.0000 26.6386 D 49170.2384 I by Trust Common Stock 3382.6900 I by 401(k) Common Stock 609.6060 I by ESOP Nonqualified Stock Option (right to buy) 26.3900 2016-03-01 4 A 0 89929.0000 0.0000 A 2017-03-01 2026-03-01 Common Stock 89929.0000 89929.0000 I by Trust Shares acquired on the vesting of restricted stock units. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2015. This transaction was executed in multiple trades at prices ranging from $26.32 to $27.04. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Jane E. Fry, Attorney-in-fact 2016-03-03