0001225208-15-020379.txt : 20151104 0001225208-15-020379.hdr.sgml : 20151104 20151104163952 ACCESSION NUMBER: 0001225208-15-020379 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151102 FILED AS OF DATE: 20151104 DATE AS OF CHANGE: 20151104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kallsen Terri R CENTRAL INDEX KEY: 0001627137 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 151197483 MAIL ADDRESS: STREET 1: C/O THE CHARLES SCHWAB CORPORATION STREET 2: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml X0306 4 2015-11-02 0000316709 SCHWAB CHARLES CORP SCHW 0001627137 Kallsen Terri R 211 MAIN STREET SAN FRANCISCO CA 94105 1 EVP - Investor Services Common Stock 2015-11-02 4 F 0 1506.0000 30.9750 D 16871.0000 D Common Stock 2015-11-03 4 F 0 640.0000 31.4450 D 16231.0000 D Common Stock 2015-11-04 4 M 0 4800.0000 13.6400 A 21031.0000 D Common Stock 2015-11-04 4 M 0 3900.0000 23.1200 A 24931.0000 D Common Stock 2015-11-04 4 M 0 3200.0000 12.1000 A 28131.0000 D Common Stock 2015-11-04 4 S 0 3569.0000 31.5517 D 24562.0000 D Common Stock 2015-11-04 4 S 0 11900.0000 31.5837 D 12662.0000 D Common Stock 2456.0000 I by ESPP Nonqualified Stock Option (right to buy) 12.1000 2015-11-04 4 M 0 3200.0000 0.0000 D 2013-06-01 2022-06-01 Common Stock 3200.0000 3362.0000 D Nonqualified Stock Option (right to buy) 13.6400 2015-11-04 4 M 0 4800.0000 0.0000 D 2013-11-01 2022-11-01 Common Stock 4800.0000 5200.0000 D Nonqualified Stock Option (right to buy) 23.1200 2015-11-04 4 M 0 3900.0000 0.0000 D 2014-11-01 2023-11-01 Common Stock 3900.0000 7989.0000 D This transaction was executed in multiple trades at prices ranging from $31.48 to $31.64. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $31.50 to $31.66. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Jane E. Fry, Attorney-in-fact 2015-11-04