0001225208-15-020379.txt : 20151104
0001225208-15-020379.hdr.sgml : 20151104
20151104163952
ACCESSION NUMBER: 0001225208-15-020379
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151102
FILED AS OF DATE: 20151104
DATE AS OF CHANGE: 20151104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kallsen Terri R
CENTRAL INDEX KEY: 0001627137
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 151197483
MAIL ADDRESS:
STREET 1: C/O THE CHARLES SCHWAB CORPORATION
STREET 2: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
X0306
4
2015-11-02
0000316709
SCHWAB CHARLES CORP
SCHW
0001627137
Kallsen Terri R
211 MAIN STREET
SAN FRANCISCO
CA
94105
1
EVP - Investor Services
Common Stock
2015-11-02
4
F
0
1506.0000
30.9750
D
16871.0000
D
Common Stock
2015-11-03
4
F
0
640.0000
31.4450
D
16231.0000
D
Common Stock
2015-11-04
4
M
0
4800.0000
13.6400
A
21031.0000
D
Common Stock
2015-11-04
4
M
0
3900.0000
23.1200
A
24931.0000
D
Common Stock
2015-11-04
4
M
0
3200.0000
12.1000
A
28131.0000
D
Common Stock
2015-11-04
4
S
0
3569.0000
31.5517
D
24562.0000
D
Common Stock
2015-11-04
4
S
0
11900.0000
31.5837
D
12662.0000
D
Common Stock
2456.0000
I
by ESPP
Nonqualified Stock Option (right to buy)
12.1000
2015-11-04
4
M
0
3200.0000
0.0000
D
2013-06-01
2022-06-01
Common Stock
3200.0000
3362.0000
D
Nonqualified Stock Option (right to buy)
13.6400
2015-11-04
4
M
0
4800.0000
0.0000
D
2013-11-01
2022-11-01
Common Stock
4800.0000
5200.0000
D
Nonqualified Stock Option (right to buy)
23.1200
2015-11-04
4
M
0
3900.0000
0.0000
D
2014-11-01
2023-11-01
Common Stock
3900.0000
7989.0000
D
This transaction was executed in multiple trades at prices ranging from $31.48 to $31.64. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $31.50 to $31.66. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Jane E. Fry, Attorney-in-fact
2015-11-04