0001225208-15-006776.txt : 20150304 0001225208-15-006776.hdr.sgml : 20150304 20150304162825 ACCESSION NUMBER: 0001225208-15-006776 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150302 FILED AS OF DATE: 20150304 DATE AS OF CHANGE: 20150304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCool James D CENTRAL INDEX KEY: 0001389181 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 15673766 MAIL ADDRESS: STREET 1: C/O THE CHARLES SCHWAB CORPORATION STREET 2: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 4 1 doc4.xml X0306 4 2015-03-02 0000316709 SCHWAB CHARLES CORP SCHW 0001389181 McCool James D 211 MAIN STREET SAN FRANCISCO CA 94105 1 EVP - Client Solutions Common Stock 2015-03-02 4 M 0 13941.0000 29.7700 A 106329.9918 D Common Stock 2015-03-03 4 M 0 4508.0000 29.9500 A 110837.9918 D Common Stock 29361.0240 I by 401(k) Common Stock 5297.2860 I by ESOP Nonqualified Stock Option (right to buy) 30.1700 2015-03-02 4 A 0 90253.0000 0.0000 A 2016-03-02 2025-03-02 Common Stock 90253.0000 90253.0000 D Shares acquired on the vesting of restricted stock units. The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Jane E. Fry, Attorney-in-fact 2015-03-04