0001225208-14-022948.txt : 20141107
0001225208-14-022948.hdr.sgml : 20141107
20141107163041
ACCESSION NUMBER: 0001225208-14-022948
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141106
FILED AS OF DATE: 20141107
DATE AS OF CHANGE: 20141107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Allen Jay L
CENTRAL INDEX KEY: 0001416062
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 141205285
MAIL ADDRESS:
STREET 1: C/O THE CHARLES SCHWAB CORPORATION
STREET 2: 120 KEARNY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
4
1
doc4.xml
X0306
4
2014-11-06
0000316709
SCHWAB CHARLES CORP
SCHW
0001416062
Allen Jay L
211 MAIN STREET
SAN FRANCISCO
CA
94105
1
EVP and Chief Admin Officer
Common Stock
2014-11-06
4
S
0
1742.0000
28.6958
D
7920.5645
I
by Trust
Common Stock
2014-11-06
4
S
0
2267.0000
28.6894
D
5653.5645
I
by Trust
Common Stock
1712.0000
I
by ESPP
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2013.
This transaction was executed in multiple trades at prices ranging from $28.58 to $28.80. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $28.53 to $28.80. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Jane E. Fry, Attorney-in-fact
2014-11-07